Papers

December 22, 1978 - Report of the SEC's Special Study of the Options Market

(courtesy of Stuart Kaswell)

 

  Letter of Transmittal, Acknowledgements and Staff Listing
  Glossary of Terms
  Table of Contents
 
Chapter I

Introduction
Introduction -- continued
Introduction -- continued

 
Chapter II Fundamentals of Exchange Traded Options
Fundamentals of Exchange Traded Options -- continued
Fundamentals of Exchange Traded Options -- continued
 
Chapter III The Use of Options by Professional Traders -- continued
The Use of Options by Professional Traders -- continued
The Use of Options by Professional Traders -- continued
 
Chapter IV Self-Regulatory Organization Surveillance of the Standardized Options Markets
Self-Regulatory Organization Surveillance of the Standardized Options Markets-- continued
Self-Regulatory Organization Surveillance of the Standardized Options Markets-- continued
Self-Regulatory Organization Surveillance of the Standardized Options Markets-- continued
 
Chapter V Options Selling Practices
Options Selling Practices-- continued
Options Selling Practices-- continued
Options Selling Practices-- continued
Options Selling Practices-- continued
Options Selling Practices-- continued
Options Selling Practices-- continued
Options Selling Practices-- continued
 
Chapter VI Self-Regulatory Organization Oversight of Retail Firms and Their Associated Persons
Self-Regulatory Organization Oversight-- continued
Self-Regulatory Organization Oversight-- continued
Self-Regulatory Organization Oversight-- continued
Self-Regulatory Organization Oversight-- continued
Self-Regulatory Organization Oversight-- continued
 
Chapter VII Financial Regulation in the Options Markets
Financial Regulation in the Options Markets-- continued
Financial Regulation in the Options Markets-- continued
Financial Regulation in the Options Markets-- continued
Financial Regulation in the Options Markets-- continued
Financial Regulation in the Options Markets-- continued
Financial Regulation in the Options Markets-- continued
 
Chapter VIII Issue of Structure in the Standardized Option Markets
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
Issue of Structure in the Standardized Option Markets-- continued
 
  Tables and Graphs

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