www.sechistorical.org

Papers

• pre1930s
• 1930s
• 1940s
• 1950s
• 1960s
• 1970s
• 1980s
• 1990s
• 2000s
• 2010s

September 1, 1969

Report to the Honorable Louis J. Lefkowitz, Attorney General of the State of New York, on new issues of securities

[image] (pdf) (Courtesy of Orestes Mihaly)

September 12, 1969

Letter from SEC Chairman Hamer H. Budge to Robert W. Haack, New York Stock Exchange requesting information on NYSE members in financial difficulty

[image] (pdf) (Courtesy of New York Stock Exchange Archives)

September 23, 1969

Securities and Exchange Commission, Plaintiff against Texas Gulf Sulphur Company, et al. - Stipulation regarding defendant Francis G. Coates

[image] (pdf) (Courtesy of Donald Strauber)

October 2, 1969

Securities and Exchange Commission, Plaintiff against Texas Gulf Sulphur Company, et al. - Judgment for defendant Francis G. Coates

[image] (pdf) (Courtesy of Donald Strauber)

October 10, 1969

A National System for Reporting, Clearing and Settling Over-the-Counter Securities Transactions - NASD

[image] (pdf) (Courtesy of the National Archives and Records Administration)

October 16, 1969

Memo from William Safire describing Jawboning vs. Backboning

[transcript] (pdf) (Courtesy of the Nixon Presidential Library & Museum)

November 1969

NASD News

[image] (pdf) (Courtesy FINRA)

November 13, 1969

Memo from Morris N. Simkin to SEC Division of Trading and Markets on meeting discussing an early warning system for liquidity

[image] (pdf) (Courtesy of the National Archives and Records Administration)

November 21, 1969

New York State Attorney General Release announcing reimbursement of Woodstock tickets

[image] (pdf) (Courtesy of Orestes Mihaly)