Papers
Welcome to the Papers section of the virtual museum and archive. The materials in this section are organized chronologically.
474 Records Found
August 7, 1939
Memorandum from Martin Riger, Assistant Director, Reorganization Division, to Chester Lane, General Counsel, on Chapters X and XI of the Bankruptcy Act (courtesy of the estate of Nathan Sameth)
Memorandum from Martin Riger, Assistant Director, Reorganization Division, to Chester Lane, General Counsel, on Chapters X and XI of the Bankruptcy Act (courtesy of the estate of Nathan Sameth)
June 16, 1939
Address of SEC Commissioner Robert E. Healy before the Harvard Business School Alumni Association [Transcription] Courtesy of Stephen Zeff
Address of SEC Commissioner Robert E. Healy before the Harvard Business School Alumni Association [Transcription] Courtesy of Stephen Zeff
May 31, 1939
Letter from Jerome Frank to William O. Douglas [Transcription] (courtesy of the Library of Congress)
Letter from Jerome Frank to William O. Douglas [Transcription] (courtesy of the Library of Congress)
May 31, 1939
Letter from Jerome Frank to William O. Douglas [Image] (courtesy of the Library of Congress)
Letter from Jerome Frank to William O. Douglas [Image] (courtesy of the Library of Congress)
May 31, 1939
Letter from Jerome Frank to William O. Douglas [Image] (courtesy of the Library of Congress)
Letter from Jerome Frank to William O. Douglas [Image] (courtesy of the Library of Congress)
April 28, 1939
Letter from William O. Douglas to Hector J. Dowd, SEC [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Hector J. Dowd, SEC [Transcription] (courtesy of the Library of Congress)
April 27, 1939
Memo from Jerome Frank to Thomas Corcoran with draft (courtesy of the Library of Congress)
Memo from Jerome Frank to Thomas Corcoran with draft (courtesy of the Library of Congress)
April 27, 1939
Memo from Jerome Frank to Thomas Corcoran with draft Wall Street Journal article (courtesy of the Library of Congress)
Memo from Jerome Frank to Thomas Corcoran with draft Wall Street Journal article (courtesy of the Library of Congress)
April 24, 1939
Letter from William O. Douglas to George E. Bates, Harvard University [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to George E. Bates, Harvard University [Transcription] (courtesy of the Library of Congress)
April 11, 1939
Letter from William O. Douglas to Abe Fortas, SEC Public Utilities Division [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Abe Fortas, SEC Public Utilities Division [Transcription] (courtesy of the Library of Congress)
March 15, 1939
Final Report from M.L. Ramsay to the SEC Commissioners on the Collection and Dissemination of Information (courtesy of the Library of Congress)
Final Report from M.L. Ramsay to the SEC Commissioners on the Collection and Dissemination of Information (courtesy of the Library of Congress)
March 15, 1939
On Amending the Law, SEC Statement to Stock Exchange Committee Report (with permission of the Yale University Press)
On Amending the Law, SEC Statement to Stock Exchange Committee Report (with permission of the Yale University Press)
December 22, 1938
Memo from William O. Douglas to Chester Lane [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to Chester Lane [Transcription] (courtesy of the Library of Congress)
December 6, 1938
Letter from William O. Douglas to C.E. Groesbeck, Electric Bond and Share Company [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to C.E. Groesbeck, Electric Bond and Share Company [Transcription] (courtesy of the Library of Congress)
November 23, 1938
Letter from Representative A.J. Sabath to Thomas Corcoran re Joseph L. Tupy (courtesy of the Library of Congress)
Letter from Representative A.J. Sabath to Thomas Corcoran re Joseph L. Tupy (courtesy of the Library of Congress)
November 12, 1938
Letter from William O. Douglas to Thomas Reed Powell, Harvard Law School [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Thomas Reed Powell, Harvard Law School [Transcription] (courtesy of the Library of Congress)
November 8, 1938
Letter from William O. Douglas to the Attorney General [Transcription] (courtesy of the National Archives)
Letter from William O. Douglas to the Attorney General [Transcription] (courtesy of the National Archives)
November 8, 1938
Memo from Samuel O. Clark, Jr., Director, Reorganization Division, to William O. Douglas [Transcription] (courtesy of the National Archives)
Memo from Samuel O. Clark, Jr., Director, Reorganization Division, to William O. Douglas [Transcription] (courtesy of the National Archives)
November 1938
William O. Douglas, Administrative Government in Action, Speech to Lotos Club (with permission of the Yale University Press)
William O. Douglas, Administrative Government in Action, Speech to Lotos Club (with permission of the Yale University Press)
November 1938
William O. Douglas, Conservative Finance and the Holding Company Act, Talk to Harvard Club of Boston (with permission of the Yale University Press)
William O. Douglas, Conservative Finance and the Holding Company Act, Talk to Harvard Club of Boston (with permission of the Yale University Press)
October 24, 1938
Memo from William O. Douglas to Thomas Blaisdell [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to Thomas Blaisdell [Transcription] (courtesy of the Library of Congress)
October 14, 1938
Letter from William O. Douglas to James Roosevelt re Electric Bond and Share [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to James Roosevelt re Electric Bond and Share [Transcription] (courtesy of the Library of Congress)
October 10, 1938
Memo from SEC Chairman Douglas re Associated Gas and Electric (courtesy of the Library of Congress)
Memo from SEC Chairman Douglas re Associated Gas and Electric (courtesy of the Library of Congress)
October 1938
William O. Douglas, Virtues of the Administrative Process, Talk before Eighth Annual Forum on Current Problems (with permission of the Yale University Press)
William O. Douglas, Virtues of the Administrative Process, Talk before Eighth Annual Forum on Current Problems (with permission of the Yale University Press)
September 30, 1938
Letter from Consumers Power Co. to Harold Neff, SEC Forms and Regulation (courtesy of the National Archives)
Letter from Consumers Power Co. to Harold Neff, SEC Forms and Regulation (courtesy of the National Archives)
September 28, 1938
Telegram from William O. Douglas to William McC. Martin, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
Telegram from William O. Douglas to William McC. Martin, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
September 23, 1938
Telegram from William O. Douglas to Robert M. Hutchins, University of Chicago [Transcription] (courtesy of the Library of Congress)
Telegram from William O. Douglas to Robert M. Hutchins, University of Chicago [Transcription] (courtesy of the Library of Congress)
September 15, 1938
Letter from George Mathews to William Bacon, San Francisco Stock Exchange [Transcription] (courtesy of the Library of Congress)
Letter from George Mathews to William Bacon, San Francisco Stock Exchange [Transcription] (courtesy of the Library of Congress)
September 9, 1938
Letter from National Association of Accredited Publicity Directors, Inc. to William O. Douglas (courtesy of the Library of Congress)
Letter from National Association of Accredited Publicity Directors, Inc. to William O. Douglas (courtesy of the Library of Congress)
August 2, 1938
Memo from William O. Douglas to William Werntz on accounting practices [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to William Werntz on accounting practices [Transcription] (courtesy of the Library of Congress)
July 30, 1938
Memo from William O. Douglas to SEC Commissioner Robert Healy on United Light and Power, and Electric Bond and Share [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to SEC Commissioner Robert Healy on United Light and Power, and Electric Bond and Share [Transcription] (courtesy of the Library of Congress)
July 29, 1938
Letter from William O. Douglas to SEC Commissioner Robert Healy on the Whitney Report [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to SEC Commissioner Robert Healy on the Whitney Report [Transcription] (courtesy of the Library of Congress)
July 28, 1938
Letter from William O. Douglas to Charles W. Eliot 2nd, National Resources Committee (courtesy of the National Archives)
Letter from William O. Douglas to Charles W. Eliot 2nd, National Resources Committee (courtesy of the National Archives)
July 27, 1938
Letter from William O. Douglas to Representative Walter Chandler [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Representative Walter Chandler [Transcription] (courtesy of the Library of Congress)
July 26, 1938
Letter from Association of Stock Exchange Firms to SEC Chairman Douglas (courtesy of the National Archives)
Letter from Association of Stock Exchange Firms to SEC Chairman Douglas (courtesy of the National Archives)
July 25, 1938
Letter from William O. Douglas to Joseph C. O'Mahoney [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Joseph C. O'Mahoney [Transcription] (courtesy of the Library of Congress)
July 23, 1938
Letter from Charles Eliot, National Resources Committee, to SEC Chairman Douglas (courtesy of the National Archives)
Letter from Charles Eliot, National Resources Committee, to SEC Chairman Douglas (courtesy of the National Archives)
July 8, 1938
Telegram from William O. Douglas to Francis E. Frothingham, Investment Bankers Association of America [Transcription] (courtesy of the Library of Congress)
Telegram from William O. Douglas to Francis E. Frothingham, Investment Bankers Association of America [Transcription] (courtesy of the Library of Congress)
July 1938
United States of America before the SEC in the Matter of Richard Whitney et al (courtesy of the National Archives)
United States of America before the SEC in the Matter of Richard Whitney et al (courtesy of the National Archives)
June 28, 1938
Letter from William O. Douglas to Marriner E. Eccles, Chairman, Board of Governors of Federal Reserve System [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Marriner E. Eccles, Chairman, Board of Governors of Federal Reserve System [Transcription] (courtesy of the Library of Congress)
June 23, 1938
Letter from Francis P. Brassor to Representative Robert L. Bacon [Transcription] (courtesy of the National Archives)
Letter from Francis P. Brassor to Representative Robert L. Bacon [Transcription] (courtesy of the National Archives)
June 18, 1938
Letter from Cincinnati Stock Exchange to Ganson Purcell, SEC Trading and Exchange Division (courtesy of the National Archives)
Letter from Cincinnati Stock Exchange to Ganson Purcell, SEC Trading and Exchange Division (courtesy of the National Archives)
June 9, 1938
Memo from William O. Douglas to SEC Commissioner Jerome Frank [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to SEC Commissioner Jerome Frank [Transcription] (courtesy of the Library of Congress)
May 27, 1938
Letter from William O. Douglas to Julius Berens, Berens Financial News Bureau, Inc. [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Julius Berens, Berens Financial News Bureau, Inc. [Transcription] (courtesy of the Library of Congress)
May 26, 1938
Letter from William O. Douglas to Henry Morgenthau, Jr., Secretary of the Treasury [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Henry Morgenthau, Jr., Secretary of the Treasury [Transcription] (courtesy of the Library of Congress)
May 18, 1938
Telegram from William O. Douglas to John G. Forrest for Charles Gay [Image] (courtesy of the Library of Congress)
Telegram from William O. Douglas to John G. Forrest for Charles Gay [Image] (courtesy of the Library of Congress)
May 18, 1938
Telegram from William O. Douglas to John G. Forrest for Charles Gay [Transcription] (courtesy of the Library of Congress)
Telegram from William O. Douglas to John G. Forrest for Charles Gay [Transcription] (courtesy of the Library of Congress)
May 16, 1938
Memo from William O. Douglas re Willkie inquiry [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas re Willkie inquiry [Transcription] (courtesy of the Library of Congress)
May 10, 1938
Letter from William O. Douglas to Roswell Magill, Under Secretary of the Treasury [Transcription] (courtesy of the National Archives)
Letter from William O. Douglas to Roswell Magill, Under Secretary of the Treasury [Transcription] (courtesy of the National Archives)
May 9, 1938
Letter from William O. Douglas to President Roosevelt re SEC Commissioner George C. Mathews [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to President Roosevelt re SEC Commissioner George C. Mathews [Transcription] (courtesy of the Library of Congress)
May 8, 1938
Letter from William O. Douglas to President Roosevelt, with letter to the Bureau of the Budget [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to President Roosevelt, with letter to the Bureau of the Budget [Transcription] (courtesy of the Library of Congress)
May 6, 1938
Letter from Felix Frankfurter to William O. Douglas (courtesy of the Library of Congress)
Letter from Felix Frankfurter to William O. Douglas (courtesy of the Library of Congress)
May 5, 1938
Letter from Charles Gay, New York Stock Exchange, to Ganson Purcell, SEC Trading and Exchange Division (courtesy of the National Archives)
Letter from Charles Gay, New York Stock Exchange, to Ganson Purcell, SEC Trading and Exchange Division (courtesy of the National Archives)
April 28, 1938
Letter from William O. Douglas to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
April 28, 1938
Letter from William O. Douglas to Representative Clarence Lea (courtesy of the National Archives)
Letter from William O. Douglas to Representative Clarence Lea (courtesy of the National Archives)
April 27, 1938
Letter from Felix Frankfurter to William O. Douglas (courtesy of the Library of Congress)
Letter from Felix Frankfurter to William O. Douglas (courtesy of the Library of Congress)
April 26, 1938
Letter from Frederic Delano, National Resources Committee, to SEC Chairman Douglas (courtesy of the National Archives)
Letter from Frederic Delano, National Resources Committee, to SEC Chairman Douglas (courtesy of the National Archives)
April 26, 1938
Memo from SEC Chairman Douglas to Judge Healy on PUHCA (courtesy of the Library of Congress)
Memo from SEC Chairman Douglas to Judge Healy on PUHCA (courtesy of the Library of Congress)
April 2, 1938
Letter from William O. Douglas to Joseph P. Kennedy [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Joseph P. Kennedy [Transcription] (courtesy of the Library of Congress)
April 2, 1938
Letter from William O. Douglas to the Secretary of State [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to the Secretary of State [Transcription] (courtesy of the Library of Congress)
April 1, 1938
Letter from William O. Douglas to Charles Gay, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Charles Gay, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
March 26, 1938
Letter from William O. Douglas to President Roosevelt [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to President Roosevelt [Transcription] (courtesy of the Library of Congress)
March 25, 1938
Letter from William O. Douglas to Howland S. Davis, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Howland S. Davis, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
March 22, 1938
Telegram from William O. Douglas to Thomas Dewey [Image] (courtesy of the Library of Congress)
Telegram from William O. Douglas to Thomas Dewey [Image] (courtesy of the Library of Congress)
March 22, 1938
Telegram from William O. Douglas to Thomas Dewey [Transcription] (courtesy of the Library of Congress)
Telegram from William O. Douglas to Thomas Dewey [Transcription] (courtesy of the Library of Congress)
March 1, 1938
Memo from William O. Douglas to President Roosevelt re Capital Markets [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to President Roosevelt re Capital Markets [Transcription] (courtesy of the Library of Congress)
February 28, 1938
Letter from Charlton Ogburn to SEC Chairman Douglas (courtesy of the National Archives)
Letter from Charlton Ogburn to SEC Chairman Douglas (courtesy of the National Archives)
February 28, 1938
Memo from William O. Douglas to President Roosevelt re Financial Problems of Small Businesses [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to President Roosevelt re Financial Problems of Small Businesses [Transcription] (courtesy of the Library of Congress)
February 24, 1938
Letter from William O. Douglas to Representative Gerald J. Boileau (courtesy of the National Archives)
Letter from William O. Douglas to Representative Gerald J. Boileau (courtesy of the National Archives)
February 21, 1938
Memo from Samuel Clark, Jr. to William O. Douglas re release of Protective Committee Study Report to press [Transcription] (courtesy of the National Archives)
Memo from Samuel Clark, Jr. to William O. Douglas re release of Protective Committee Study Report to press [Transcription] (courtesy of the National Archives)
February 18, 1938
Memo from William O. Douglas to President Roosevelt re Federal Licensing Act for Corporations [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to President Roosevelt re Federal Licensing Act for Corporations [Transcription] (courtesy of the Library of Congress)
February 17, 1938
Letter from Representative Boileau to SEC Chairman Douglas (courtesy of the National Archives)
Letter from Representative Boileau to SEC Chairman Douglas (courtesy of the National Archives)
February 15, 1938
Letter from Standard Stock Exchange to Day Karr, SEC (courtesy of the National Archives)
Letter from Standard Stock Exchange to Day Karr, SEC (courtesy of the National Archives)
February 14, 1938
Letter from William O. Douglas to James Roosevelt [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to James Roosevelt [Transcription] (courtesy of the Library of Congress)
February 11, 1938
Letter from William O. Douglas to Charles Gay, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Charles Gay, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
February 11, 1938
Letter from William O. Douglas to Wesley W. Stout, The Saturday Evening Post [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Wesley W. Stout, The Saturday Evening Post [Transcription] (courtesy of the Library of Congress)
February 10, 1938
Letter from New York Stock Exchange to Ganson Purcell, SEC Trading and Exchange Division (courtesy of the National Archives)
Letter from New York Stock Exchange to Ganson Purcell, SEC Trading and Exchange Division (courtesy of the National Archives)
February 10, 1938
Letter from William O. Douglas to Howard Buffett [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Howard Buffett [Transcription] (courtesy of the Library of Congress)
February 10, 1938
Telegram from Lew Hahn, National Retail Dry Goods Association, to Harold Neff, SEC Division of Forms & Regulation [Image] (courtesy of the National Archives)
Telegram from Lew Hahn, National Retail Dry Goods Association, to Harold Neff, SEC Division of Forms & Regulation [Image] (courtesy of the National Archives)
February 10, 1938
Telegram from Lew Hahn, National Retail Dry Goods Association, to Harold Neff, SEC Division of Forms & Regulation [Transcription] (courtesy of the National Archives)
Telegram from Lew Hahn, National Retail Dry Goods Association, to Harold Neff, SEC Division of Forms & Regulation [Transcription] (courtesy of the National Archives)
February 8, 1938
Telegram from William Bacon, San Francisco Stock Exchange, to Ganson Purcell, SEC (courtesy of the National Archives)
Telegram from William Bacon, San Francisco Stock Exchange, to Ganson Purcell, SEC (courtesy of the National Archives)
February 5, 1938
Letter from William O. Douglas to Walter Breslav [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Walter Breslav [Transcription] (courtesy of the Library of Congress)
February 4, 1938
Letter from William O. Douglas to Justice Hugo Black [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Justice Hugo Black [Transcription] (courtesy of the Library of Congress)
February 4, 1938
Letter from William O. Douglas to Senator Francis T. Maloney [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Senator Francis T. Maloney [Transcription] (courtesy of the Library of Congress)
January 29, 1938
Letter from William O. Douglas to Dr. Herbert Feis, State Department [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Dr. Herbert Feis, State Department [Transcription] (courtesy of the Library of Congress)
January 29, 1938
Letter from William O. Douglas to Representative Harry L. Englebright [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Representative Harry L. Englebright [Transcription] (courtesy of the Library of Congress)
January 29, 1938
Memo from William O. Douglas to President Roosevelt re Financial Problems of Small Businesses [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to President Roosevelt re Financial Problems of Small Businesses [Transcription] (courtesy of the Library of Congress)
January 28, 1938
Memo from William O. Douglas to President Roosevelt re Over-the-Counter Brokers and Dealers [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to President Roosevelt re Over-the-Counter Brokers and Dealers [Transcription] (courtesy of the Library of Congress)
January 26, 1938
Letter from William O. Douglas to David Lilienthal, Tennessee Valley Authority [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to David Lilienthal, Tennessee Valley Authority [Transcription] (courtesy of the Library of Congress)
January 24, 1938
Letter from Goldman, Sachs & Co. to Ganson Purcell, SEC Trading and Exchange Division (courtesy of the National Archives)
Letter from Goldman, Sachs & Co. to Ganson Purcell, SEC Trading and Exchange Division (courtesy of the National Archives)
January 22, 1938
Letter from the Chicago Stock Exchange to Harold Neff, SEC Forms and Regulation Division (courtesy of the National Archives)
Letter from the Chicago Stock Exchange to Harold Neff, SEC Forms and Regulation Division (courtesy of the National Archives)
January 14, 1938
Letter from William O. Douglas to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
January 12, 1938
Letter from William O. Douglas to Ernest Angell, SEC Regional Administrator [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Ernest Angell, SEC Regional Administrator [Transcription] (courtesy of the Library of Congress)
January 10, 1938
Letter from William O. Douglas to Edward H. Collins, The New York Herald Tribune [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Edward H. Collins, The New York Herald Tribune [Transcription] (courtesy of the Library of Congress)
January 7, 1938
Letter from William O. Douglas to Representative Jerry Voorhis [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Representative Jerry Voorhis [Transcription] (courtesy of the Library of Congress)
January 6, 1938
Letter from William O. Douglas to John T. Flynn [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to John T. Flynn [Transcription] (courtesy of the Library of Congress)
January 6, 1938
Letter from William O. Douglas to Morris Gutman, Lehman Brothers [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Morris Gutman, Lehman Brothers [Transcription] (courtesy of the Library of Congress)
1938
Undated Memo from William O. Douglas on Chapter X of National Bankruptcy Act [Transcription] (courtesy of the National Archives)
Undated Memo from William O. Douglas on Chapter X of National Bankruptcy Act [Transcription] (courtesy of the National Archives)
December 31, 1937
Letter from Chester T. Lane, SEC Assistant General Counsel, to Gaylord D. Adsit, Esq. on Rule MC4 [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Chester T. Lane, SEC Assistant General Counsel, to Gaylord D. Adsit, Esq. on Rule MC4 [Transcription] (courtesy of the National Archives and Records Administration)
October 25, 1937
Memo from Chester Lane re Conference with Dorothy Kenyon (courtesy of the National Archives)
Memo from Chester Lane re Conference with Dorothy Kenyon (courtesy of the National Archives)
October 25, 1937
Memo from Chester Lane re Conference with Dorothy Kenyon (courtesy of the National Archives)
Memo from Chester Lane re Conference with Dorothy Kenyon (courtesy of the National Archives)
October 18, 1937
Memorandums from Nathan Sameth to Paul Gourrich on the 1933 Act as well as on Replacement of Bearer Bonds by Registered Bonds (courtesy of the estate of Nathan Sameth)
Memorandums from Nathan Sameth to Paul Gourrich on the 1933 Act as well as on Replacement of Bearer Bonds by Registered Bonds (courtesy of the estate of Nathan Sameth)
October 8, 1937
Memorandum from Paul Gourrich to SEC Chairman William Douglas (courtesy of the estate of Nathan Sameth)
Memorandum from Paul Gourrich to SEC Chairman William Douglas (courtesy of the estate of Nathan Sameth)
October 5, 1937
"Some Problems in Presentation of Financial Information to Investors" - Address by Carman G. Blough before the Controllers Institute of America [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
"Some Problems in Presentation of Financial Information to Investors" - Address by Carman G. Blough before the Controllers Institute of America [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
September 20, 1937
Letter from Association of American Railroads to SEC Chairman Douglas (courtesy of the National Archives)
Letter from Association of American Railroads to SEC Chairman Douglas (courtesy of the National Archives)
August 31, 1937
Address of SEC Commissioner Robert E. Healy at the Annual Meeting of the National Association of Railroad and Utilities Commissioners [Transcription] Courtesy of Stephen Zeff
Address of SEC Commissioner Robert E. Healy at the Annual Meeting of the National Association of Railroad and Utilities Commissioners [Transcription] Courtesy of Stephen Zeff
August 20, 1937
Letter from William O. Douglas to F.J. Bailey, Bureau of the Budget [Transcription] (courtesy of the National Archives)
Letter from William O. Douglas to F.J. Bailey, Bureau of the Budget [Transcription] (courtesy of the National Archives)
August 13, 1937
Securities Exchange Act of 1934, Release No. 1350 concerning the Alleghany Corporation and the Chesapeake Corporation (courtesy of Richard Rowe)
Securities Exchange Act of 1934, Release No. 1350 concerning the Alleghany Corporation and the Chesapeake Corporation (courtesy of Richard Rowe)
August 12, 1937
Letter from Edmund Burke, Jr. to Representative Walter Chandler [Transcription] (courtesy of the Library of Congress)
Letter from Edmund Burke, Jr. to Representative Walter Chandler [Transcription] (courtesy of the Library of Congress)
August 7, 1937
Letter from Utilities Holding Corporation to W.C. Gilman, SEC Public Utilities Division (courtesy of the National Archives)
Letter from Utilities Holding Corporation to W.C. Gilman, SEC Public Utilities Division (courtesy of the National Archives)
July 29, 1937
Letter from William O. Douglas to J. Maynard Keynes [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to J. Maynard Keynes [Transcription] (courtesy of the Library of Congress)
June 30, 1937
Letter from William O. Douglas to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
June 8, 1937
William O. Douglas, Protective Committees, Statement before Interstate and Foreign Commerce Committee of the U.S. House of Representatives (with permission of the Yale University Press)
William O. Douglas, Protective Committees, Statement before Interstate and Foreign Commerce Committee of the U.S. House of Representatives (with permission of the Yale University Press)
June 1937
William O. Douglas, The Need For Reform in Corporate Reorganizations, Address to the National Association of Credit Men (with permission of the Yale University Press)
William O. Douglas, The Need For Reform in Corporate Reorganizations, Address to the National Association of Credit Men (with permission of the Yale University Press)
May 15, 1937
Letter from William O. Douglas to Walter Lippmann [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Walter Lippmann [Transcription] (courtesy of the Library of Congress)
May 14, 1937
Letter from William O. Douglas to John L. Lewis [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to John L. Lewis [Transcription] (courtesy of the Library of Congress)
May 11, 1937
Letter from William O. Douglas to Justice Louis Brandeis [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Justice Louis Brandeis [Transcription] (courtesy of the Library of Congress)
May 10, 1937
SEC Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective Committees and Reorganization Committees, US Government Printing Office (introduction and excerpts) (courtesy of the National Archives)
SEC Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective Committees and Reorganization Committees, US Government Printing Office (introduction and excerpts) (courtesy of the National Archives)
April 24, 1937
Letter from William O. Douglas to E.M. Moore [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to E.M. Moore [Transcription] (courtesy of the Library of Congress)
April 5, 1937
Letter from William O. Douglas to Representative Walter Chandler [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Representative Walter Chandler [Transcription] (courtesy of the Library of Congress)
March 24, 1937
William O. Douglas, Investment Banking, Speech to The Bond Club of New York (with permission of the Yale University Press)
William O. Douglas, Investment Banking, Speech to The Bond Club of New York (with permission of the Yale University Press)
March 23, 1937
Letter from William O. Douglas to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
March 20, 1937
William O. Douglas, Lawyers and Conflicts of Interest, Talk before the Eastern Law Students Conference (with permission of the Yale University Press)
William O. Douglas, Lawyers and Conflicts of Interest, Talk before the Eastern Law Students Conference (with permission of the Yale University Press)
March 5, 1937
Letter from Arthur Young & Co. to Carman Blough, SEC Chief Accountant (courtesy of the National Archives)
Letter from Arthur Young & Co. to Carman Blough, SEC Chief Accountant (courtesy of the National Archives)
March 2, 1937
Letter from the American Accounting Association to Carman Blough, SEC Chief Accountant (courtesy of the National Archives)
Letter from the American Accounting Association to Carman Blough, SEC Chief Accountant (courtesy of the National Archives)
March 1, 1937
Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
February 15, 1937
Letter from Edith Waters to Abe Fortas [Transcription] (courtesy of the Library of Congress)
Letter from Edith Waters to Abe Fortas [Transcription] (courtesy of the Library of Congress)
January 28, 1937
Letter from R.E. McDonnell to Senator George Norris (courtesy of the National Archives)
Letter from R.E. McDonnell to Senator George Norris (courtesy of the National Archives)
January 16, 1937
"Big Business, What Now?" - Joseph P. Kennedy, The Saturday Evening Post [Image] (courtesy of the Library of Congress)
"Big Business, What Now?" - Joseph P. Kennedy, The Saturday Evening Post [Image] (courtesy of the Library of Congress)
January 16, 1937
"Big Business, What Now?" - Joseph P. Kennedy, The Saturday Evening Post [Transcription] (courtesy of the Library of Congress)
"Big Business, What Now?" - Joseph P. Kennedy, The Saturday Evening Post [Transcription] (courtesy of the Library of Congress)
January 11, 1937
"Some Accounting Problems of the Securities and Exchange Commission" - Address by Carman G. Blough before the New York State Society of CPAs [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
"Some Accounting Problems of the Securities and Exchange Commission" - Address by Carman G. Blough before the New York State Society of CPAs [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
December 5, 1936
Telegram from Howard Judy, SEC Regional Administrator, to Allen Throop, SEC Assistant General Counsel [Image] (courtesy of the National Archives)
Telegram from Howard Judy, SEC Regional Administrator, to Allen Throop, SEC Assistant General Counsel [Image] (courtesy of the National Archives)
December 5, 1936
Telegram from Howard Judy, SEC Regional Administrator, to Allen Throop, SEC Assistant General Counsel [Transcription] (courtesy of the National Archives)
Telegram from Howard Judy, SEC Regional Administrator, to Allen Throop, SEC Assistant General Counsel [Transcription] (courtesy of the National Archives)
November 27, 1936
Letter from O.H. Allred, SEC Regional Administrator, to C. Roy Smith, Chief of SEC Oil and Gas Unit [Image] (courtesy of the National Archives and Records Administration)
Letter from O.H. Allred, SEC Regional Administrator, to C. Roy Smith, Chief of SEC Oil and Gas Unit [Image] (courtesy of the National Archives and Records Administration)
November 2, 1936
Letter from William O. Douglas to Abe Fortas re Deposit Agreements v. Proxies [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Abe Fortas re Deposit Agreements v. Proxies [Transcription] (courtesy of the Library of Congress)
November 1936
William O. Douglas, Municipal Debt Readjustment, Paper read before the U.S. Conference of Mayors (with permission of the Yale University Press)
William O. Douglas, Municipal Debt Readjustment, Paper read before the U.S. Conference of Mayors (with permission of the Yale University Press)
October 30, 1936
Letter from Edith Waters to Abe Fortas [Transcription] (courtesy of the Library of Congress)
Letter from Edith Waters to Abe Fortas [Transcription] (courtesy of the Library of Congress)
October 27, 1936
William O. Douglas, The Forces of Disorder, Address at the University of Chicago (with permission of the Y ale University Press)
William O. Douglas, The Forces of Disorder, Address at the University of Chicago (with permission of the Y ale University Press)
August 5, 1936
Letter from Francis P. Brassor, SEC Secretary to Senator Hugo Black (courtesy of the National Archives)
Letter from Francis P. Brassor, SEC Secretary to Senator Hugo Black (courtesy of the National Archives)
July 28, 1936
Letter from William O. Douglas to Justice Louis Brandeis [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Justice Louis Brandeis [Transcription] (courtesy of the Library of Congress)
July 27, 1936
Telegram from William O. Douglas to Thomas Corcoran [Image] (courtesy of the Library of Congress)
Telegram from William O. Douglas to Thomas Corcoran [Image] (courtesy of the Library of Congress)
July 27, 1936
Telegram from William O. Douglas to Thomas Corcoran [Transcription] (courtesy of the Library of Congress)
Telegram from William O. Douglas to Thomas Corcoran [Transcription] (courtesy of the Library of Congress)
July 23, 1936
Letter from William O. Douglas to Robert Jackson, Assistant Attorney General [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Robert Jackson, Assistant Attorney General [Transcription] (courtesy of the Library of Congress)
July 22, 1936
Notes from SEC Meeting on Broker-Dealer Segregation [Transcription] (courtesy of the Library of Congress)
Notes from SEC Meeting on Broker-Dealer Segregation [Transcription] (courtesy of the Library of Congress)
July 21, 1936
Letter from William O. Douglas to Charles Gay, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Charles Gay, New York Stock Exchange [Transcription] (courtesy of the Library of Congress)
July 14, 1936
Letter from William O. Douglas to Professor Glenn Paxon [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Professor Glenn Paxon [Transcription] (courtesy of the Library of Congress)
July 13, 1936
Letter from William O. Douglas to Harold Laski, London School of Economics [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Harold Laski, London School of Economics [Transcription] (courtesy of the Library of Congress)
July 11, 1936
William O. Douglas, Margins and Markets, Response to Charles Gay, New York Stock Exchange (with permission of the Yale University Press)
William O. Douglas, Margins and Markets, Response to Charles Gay, New York Stock Exchange (with permission of the Yale University Press)
July 8, 1936
Letter from William O. Douglas to James Landis [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to James Landis [Transcription] (courtesy of the Library of Congress)
July 7, 1936
Letter from William O. Douglas to President Roosevelt [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to President Roosevelt [Transcription] (courtesy of the Library of Congress)
June 27, 1936
Letter from William O. Douglas to Institute of Public Affairs [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Institute of Public Affairs [Transcription] (courtesy of the Library of Congress)
June 23, 1936
Letter from William O. Douglas to Louis Wehle [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Louis Wehle [Transcription] (courtesy of the Library of Congress)
June 23, 1936
Memo from William O. Douglas to Judge Burns [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to Judge Burns [Transcription] (courtesy of the Library of Congress)
June 22, 1936
Letter from William O. Douglas to John A. Carroll, South Side Savings Bank & Trust [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to John A. Carroll, South Side Savings Bank & Trust [Transcription] (courtesy of the Library of Congress)
June 18, 1936
Letter from William O. Douglas to Edward D. Jones, Edward D. Jones & Co. [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Edward D. Jones, Edward D. Jones & Co. [Transcription] (courtesy of the Library of Congress)
June 9, 1936
Telegram from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
Telegram from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
May 29, 1936
Letter from William O. Douglas to Senator Joseph C. O'Mahoney Re HR8940 [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Senator Joseph C. O'Mahoney Re HR8940 [Transcription] (courtesy of the Library of Congress)
May 20, 1936
Letter from William O. Douglas to Justice Louis Brandeis [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Justice Louis Brandeis [Transcription] (courtesy of the Library of Congress)
May 15, 1936
Letter from William O. Douglas to Virgil Langtry [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Virgil Langtry [Transcription] (courtesy of the Library of Congress)
May 14, 1936
Memo from William O. Douglas to Dean Charles Clark on Combined Law-Business Course [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to Dean Charles Clark on Combined Law-Business Course [Transcription] (courtesy of the Library of Congress)
May 11, 1936
Memorandum from Nathan Sameth to Paul Gourrich on the Docket's Section Industrial Classification (courtesy of the estate of Nathan Sameth)
Memorandum from Nathan Sameth to Paul Gourrich on the Docket's Section Industrial Classification (courtesy of the estate of Nathan Sameth)
April 29, 1936
Letter from William O. Douglas to Professor George Bates, Harvard Business School [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Professor George Bates, Harvard Business School [Transcription] (courtesy of the Library of Congress)
April 28, 1936
Letter from William O. Douglas to Dean Charles Clark, Yale Law School [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Dean Charles Clark, Yale Law School [Transcription] (courtesy of the Library of Congress)
April 14, 1936
Letter from William O. Douglas to Professor Glenn Paxon, Yale University [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Professor Glenn Paxon, Yale University [Transcription] (courtesy of the Library of Congress)
April 1936
William O. Douglas, Education for the Law, Address to the American Association of Collegiate Schools of Business (with permission of the Yale University Press)
William O. Douglas, Education for the Law, Address to the American Association of Collegiate Schools of Business (with permission of the Yale University Press)
March 18, 1936
Letter from William O. Douglas to Anthony McCrann, Westheimer & Co. [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Anthony McCrann, Westheimer & Co. [Transcription] (courtesy of the Library of Congress)
March 18, 1936
Letter from William O. Douglas to Professor J.E. McDonough, Yale University [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Professor J.E. McDonough, Yale University [Transcription] (courtesy of the Library of Congress)
March 12, 1936
Letter from William O. Douglas to Abe Fortas on PUHCA [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Abe Fortas on PUHCA [Transcription] (courtesy of the Library of Congress)
March 2, 1936
Letter from William O. Douglas to Professor George Bates, Harvard School of Business Administration [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Professor George Bates, Harvard School of Business Administration [Transcription] (courtesy of the Library of Congress)
February 19, 1936
Letter from William O. Douglas to Judge Thomas W. Swan [Image] (courtesy of the Library of Congress)
Letter from William O. Douglas to Judge Thomas W. Swan [Image] (courtesy of the Library of Congress)
February 19, 1936
Letter from William O. Douglas to Judge Thomas W. Swan [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Judge Thomas W. Swan [Transcription] (courtesy of the Library of Congress)
February 13, 1936
Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
February 11, 1936
Letter from William O. Douglas to Arthur Kramer, Cook, Nathan, Lehman & Greenman [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Arthur Kramer, Cook, Nathan, Lehman & Greenman [Transcription] (courtesy of the Library of Congress)
February 4, 1936
Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
February 4, 1936
Letter from William O. Douglas to Chester C. Maxey, Whitman College [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Chester C. Maxey, Whitman College [Transcription] (courtesy of the Library of Congress)
February 4, 1936
Letter from William O. Douglas to Joseph P. Kennedy [Transcription] (courtesy of the Library of Congress)
Letter from William O. Douglas to Joseph P. Kennedy [Transcription] (courtesy of the Library of Congress)
January 18, 1936
"Shielding the Sheep" - Joseph P. Kennedy, as told to John B. Kennedy, The Saturday Evening Post [Image] (courtesy of the Library of Congress)
"Shielding the Sheep" - Joseph P. Kennedy, as told to John B. Kennedy, The Saturday Evening Post [Image] (courtesy of the Library of Congress)
1936
Undated Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
Undated Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
1936
Undated Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
Undated Letter from William O. Douglas to Abe Fortas [Transcription] (courtesy of the Library of Congress)
1936
Undated Memo from Thomas Corcoran on Present and Proposed SEC Commissioners (courtesy of the Library of Congress)
Undated Memo from Thomas Corcoran on Present and Proposed SEC Commissioners (courtesy of the Library of Congress)
1936 to 1983
U.S. Securities and Exchange Commission Division of Corporate Regulation, Division Directors (Government Records.)
U.S. Securities and Exchange Commission Division of Corporate Regulation, Division Directors (Government Records.)
Undated (1936)
Unsent Letter from William O. Douglas to President Roosevelt [transcript] (courtesy of Library of Congress)
Unsent Letter from William O. Douglas to President Roosevelt [transcript] (courtesy of Library of Congress)
November 27, 1935
Letter from SEC Commissioner Robert Healy to Joseph P. Kennedy on the repercussions of the Utilities Act [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Commissioner Robert Healy to Joseph P. Kennedy on the repercussions of the Utilities Act [Image] (with permission of the John F. Kennedy Library Foundation)
November 27, 1935
Letter from SEC Commissioner Robert Healy to Joseph P. Kennedy on the repercussions of the Utilities Act [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Commissioner Robert Healy to Joseph P. Kennedy on the repercussions of the Utilities Act [Transcription] (with permission of the John F. Kennedy Library Foundation)
October 9, 1935
John T. Flynn - "Other People's Money," The New Republic, citing Joseph P. Kennedy as "the most useful member of the Commission" [Transcription] (with permission of The New Republic)
John T. Flynn - "Other People's Money," The New Republic, citing Joseph P. Kennedy as "the most useful member of the Commission" [Transcription] (with permission of The New Republic)
September 1935
Employees of the Commission [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Employees of the Commission [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
September 28, 1935
Letter from SEC Chairman James Landis to Edward B. Raub, Jr. [Transcription] (courtesy of the National Archives)
Letter from SEC Chairman James Landis to Edward B. Raub, Jr. [Transcription] (courtesy of the National Archives)
September 28, 1935
SEC Release of Speech by Chairman James M. Landis on PUHCA [Transcription] (courtesy of the Library of Congress)
SEC Release of Speech by Chairman James M. Landis on PUHCA [Transcription] (courtesy of the Library of Congress)
September 24, 1935
Letter from David Saperstein, SEC Trading and Exchange Division, to Joseph P. Kennedy (with permission of the John F. Kennedy Library Foundation)
Letter from David Saperstein, SEC Trading and Exchange Division, to Joseph P. Kennedy (with permission of the John F. Kennedy Library Foundation)
September 23, 1935
Letter from Abe Fortas to Joseph P. Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Abe Fortas to Joseph P. Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
September 23, 1935
Letter from Abe Fortas to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Abe Fortas to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
September 23, 1935
Letter from Joseph P. Kennedy to Arthur Hays Sulzberger, The New York Times, stating "I am leaving public life today for good" [Transcription] (courtesy of the National Archives)
Letter from Joseph P. Kennedy to Arthur Hays Sulzberger, The New York Times, stating "I am leaving public life today for good" [Transcription] (courtesy of the National Archives)
September 23, 1935
Letter from Kenneth Hogate, The Wall Street Journal, to Joseph P. Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Kenneth Hogate, The Wall Street Journal, to Joseph P. Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
September 23, 1935
Letter from Kenneth Hogate, The Wall Street Journal, to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Kenneth Hogate, The Wall Street Journal, to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
September 23, 1935
Letter of Farewell from Joseph P. Kennedy to Eugene Meyer, The Washington Post [Transcription] (courtesy of the National Archives)
Letter of Farewell from Joseph P. Kennedy to Eugene Meyer, The Washington Post [Transcription] (courtesy of the National Archives)
September 21, 1935
Letter from Charles R. Gay, The New York Stock Exchange, to Joseph P. Kennedy on his resignation from the SEC [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Charles R. Gay, The New York Stock Exchange, to Joseph P. Kennedy on his resignation from the SEC [Image] (with permission of the John F. Kennedy Library Foundation)
September 21, 1935
Letter from Charles R. Gay, The New York Stock Exchange, to Joseph P. Kennedy on his resignation from the SEC [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Charles R. Gay, The New York Stock Exchange, to Joseph P. Kennedy on his resignation from the SEC [Transcription] (with permission of the John F. Kennedy Library Foundation)
September 20, 1935
Letter from President Roosevelt to Joseph P. Kennedy accepting his resignation from the SEC [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Letter from President Roosevelt to Joseph P. Kennedy accepting his resignation from the SEC [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
September 18, 1935
Letter from SEC Chairman Kennedy to William Chamberlain, Chairman, United Light & Power Company [Transcription] (courtesy of the National Archives)
Letter from SEC Chairman Kennedy to William Chamberlain, Chairman, United Light & Power Company [Transcription] (courtesy of the National Archives)
September 18, 1935
Telegram from Joseph P. Kennedy to Frank W. Sullivan, Inland Steel Co. [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Frank W. Sullivan, Inland Steel Co. [Image] (courtesy of the National Archives)
September 18, 1935
Telegram from Joseph P. Kennedy to Frank W. Sullivan, Inland Steel Co. [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Frank W. Sullivan, Inland Steel Co. [Transcription] (courtesy of the National Archives)
September 12, 1935
Letter from Joseph P. Kennedy to J.H. Tuttle, Standard Oil Company, on confidentiality of registration information [Transcription] (courtesy of the National Archives)
Letter from Joseph P. Kennedy to J.H. Tuttle, Standard Oil Company, on confidentiality of registration information [Transcription] (courtesy of the National Archives)
September 12, 1935
Telegram from Joseph P. Kennedy to Rosemary Kennedy [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Rosemary Kennedy [Image] (courtesy of the National Archives)
September 12, 1935
Telegram from Joseph P. Kennedy to Rosemary Kennedy [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Rosemary Kennedy [Transcription] (courtesy of the National Archives)
September 6, 1935
Letter from Joseph P. Kennedy to George Steele, Assistant Headmaster, The Choate School, praising his son Jack (future President John F. Kennedy) [Transcription] (courtesy of the National Archives)
Letter from Joseph P. Kennedy to George Steele, Assistant Headmaster, The Choate School, praising his son Jack (future President John F. Kennedy) [Transcription] (courtesy of the National Archives)
September 6, 1935
Letter from SEC Chairman Kennedy to Frank L. Grove, Editor, Alabama School Journal [Transcription] (courtesy of the National Archives)
Letter from SEC Chairman Kennedy to Frank L. Grove, Editor, Alabama School Journal [Transcription] (courtesy of the National Archives)
September 6, 1935
Resignation Letter from SEC Chairman Joseph P. Kennedy to President Roosevelt [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
Resignation Letter from SEC Chairman Joseph P. Kennedy to President Roosevelt [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
September 6, 1935
Resignation Letter from SEC Chairman Joseph P. Kennedy to President Roosevelt [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Resignation Letter from SEC Chairman Joseph P. Kennedy to President Roosevelt [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
September 1935
Enforcement Activities [Transcription] (with permission of the John F. Kennedy Library Foundation)
Enforcement Activities [Transcription] (with permission of the John F. Kennedy Library Foundation)
1934-1935
New Securities Issued During the First Year of the Securities and Exchange Commission (from the First and Second SEC Annual Reports)
New Securities Issued During the First Year of the Securities and Exchange Commission (from the First and Second SEC Annual Reports)
August 1, 1935
Letter from Nathan Sameth to Paul Gourrich on Disclosure [Transcription] (courtesy of the estate of Nathan Sameth)
Letter from Nathan Sameth to Paul Gourrich on Disclosure [Transcription] (courtesy of the estate of Nathan Sameth)
July 22, 1935
Letter from Francis Brassor to William Douglas [Transcription] (courtesy of the National Archives)
Letter from Francis Brassor to William Douglas [Transcription] (courtesy of the National Archives)
July 15, 1935
Letter from Representative Samuel B. Pettengill to SEC Chairman Kennedy on the Utility Bill (courtesy of the National Archives)
Letter from Representative Samuel B. Pettengill to SEC Chairman Kennedy on the Utility Bill (courtesy of the National Archives)
July 13, 1935
Letter from Joseph P. Kennedy to Herbert Bayard Swope on weekend spent working on the Utility Bill [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Herbert Bayard Swope on weekend spent working on the Utility Bill [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 12, 1935
Letter from SEC Chairman Kennedy to Representative Samuel B. Pettengill on the Utility Bill [Transcription] (courtesy of the National Archives)
Letter from SEC Chairman Kennedy to Representative Samuel B. Pettengill on the Utility Bill [Transcription] (courtesy of the National Archives)
July 10, 1935
Letter from Representative Samuel B. Pettengill to SEC Chairman Kennedy on the Utility Bill (courtesy of the National Archives)
Letter from Representative Samuel B. Pettengill to SEC Chairman Kennedy on the Utility Bill (courtesy of the National Archives)
July 8, 1935
Letter from SEC Chairman Kennedy to Senator Burton K. Wheeler on the Utility Bill [Transcription] (courtesy of the National Archives)
Letter from SEC Chairman Kennedy to Senator Burton K. Wheeler on the Utility Bill [Transcription] (courtesy of the National Archives)
July 6, 1935
Letter from Joseph P. Kennedy to Haskins & Sells [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Haskins & Sells [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 2, 1935
Letter from SEC Chairman Kennedy to Attorney General Homer Cummings on SEC enforcement of "bucket shops" [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to Attorney General Homer Cummings on SEC enforcement of "bucket shops" [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 2, 1935
Letter from SEC Chairman Kennedy to President Roosevelt on the utilities bill [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to President Roosevelt on the utilities bill [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 1, 1935
Telephone Directory, Securities and Exchange Commission (with permission of the John F. Kennedy Library Foundation)
Telephone Directory, Securities and Exchange Commission (with permission of the John F. Kennedy Library Foundation)
June 28, 1935
Letter from Joseph P. Kennedy to Representative Sam Rayburn asking for postponement of effective date of PUHCA [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Representative Sam Rayburn asking for postponement of effective date of PUHCA [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 24, 1935
Letter from Thomas H. Gammack, Executive Assistant, to John De Witt on request for discussion with SEC Chairman Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Thomas H. Gammack, Executive Assistant, to John De Witt on request for discussion with SEC Chairman Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 19, 1935
Letter from SEC Chairman Kennedy to Jane Breed on the utilities bill [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to Jane Breed on the utilities bill [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 19, 1935
Letter from SEC Chairman Kennedy to Secretary of the Treasury Morgenthau on tax information to help detect over-the-counter traders [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to Secretary of the Treasury Morgenthau on tax information to help detect over-the-counter traders [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 15, 1935
Letter from SEC Chairman Kennedy to Mr. R. Head, concluding "Allow me to warn you again that nothing done by the Government makes stock market speculation safe." [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to Mr. R. Head, concluding "Allow me to warn you again that nothing done by the Government makes stock market speculation safe." [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 10, 1935
Letter from Felix Frankfurter to Jerome Frank [Transcription] (courtesy of the Library of Congress)
Letter from Felix Frankfurter to Jerome Frank [Transcription] (courtesy of the Library of Congress)
June 8, 1935
Memo from Mr. Laufer to SEC Chairman Kennedy on "unusual stability" in market during the SEC's first year (courtesy of the National Archives)
Memo from Mr. Laufer to SEC Chairman Kennedy on "unusual stability" in market during the SEC's first year (courtesy of the National Archives)
June 6, 1935
Letter from Joseph P. Kennedy to President Roosevelt [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to President Roosevelt [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 5, 1935
Letter from Joseph P. Kennedy to Colonel Clarence Owens on William O. Douglas and the Protective Committee Study [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Colonel Clarence Owens on William O. Douglas and the Protective Committee Study [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 4, 1935
Telegram from Joseph P. Kennedy to Roy Howard, The World Telegram, on meeting with accountants [Transcription] (with permission of the John F. Kennedy Library Foundation)
Telegram from Joseph P. Kennedy to Roy Howard, The World Telegram, on meeting with accountants [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 4, 1935
Telegram from Joseph P. Kennedy to Roy Howard, The World Telegram, on meeting with accountants [Image] (with permission of the John F. Kennedy Library Foundation)
Telegram from Joseph P. Kennedy to Roy Howard, The World Telegram, on meeting with accountants [Image] (with permission of the John F. Kennedy Library Foundation)
May 23, 1935
Note from Joseph P. Kennedy to Felix Frankfurter stating "I am getting more and more sick of Washington" [Image] (with permission of the John F. Kennedy Library Foundation)
Note from Joseph P. Kennedy to Felix Frankfurter stating "I am getting more and more sick of Washington" [Image] (with permission of the John F. Kennedy Library Foundation)
May 23, 1935
Note from Joseph P. Kennedy to Felix Frankfurter stating "I am getting more and more sick of Washington" [Transcription] (with permission of the John F. Kennedy Library Foundation)
Note from Joseph P. Kennedy to Felix Frankfurter stating "I am getting more and more sick of Washington" [Transcription] (with permission of the John F. Kennedy Library Foundation)
May 10, 1935
Letter from Joseph P. Kennedy to Representative A.J. Sabath on appointments to the SEC Chicago office [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Representative A.J. Sabath on appointments to the SEC Chicago office [Transcription] (with permission of the John F. Kennedy Library Foundation)
May 8, 1935
Letter from SEC Chairman Kennedy to John J. Bennett, Attorney General of the State of New York, for information on securities law violators [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to John J. Bennett, Attorney General of the State of New York, for information on securities law violators [Transcription] (with permission of the John F. Kennedy Library Foundation)
May 1,1935
Memo from William O. Douglas to Mr. Neff re Form 14-K [Transcription] (courtesy of the Library of Congress)
Memo from William O. Douglas to Mr. Neff re Form 14-K [Transcription] (courtesy of the Library of Congress)
April 29, 1935
Letter from Joseph P. Kennedy to John J. Daly [Transcription] (with permission of the John F. Kennedy Library)
Letter from Joseph P. Kennedy to John J. Daly [Transcription] (with permission of the John F. Kennedy Library)
April 26, 1935
Letter from B. Hughes, Financial Editor, The Boston Post, to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from B. Hughes, Financial Editor, The Boston Post, to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
April 26, 1935
Letter from SEC Chairman Kennedy to Richard Whitney, New York Stock Exchange [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to Richard Whitney, New York Stock Exchange [Image] (with permission of the John F. Kennedy Library Foundation)
April 26, 1935
Letter from SEC Chairman Kennedy to Richard Whitney, New York Stock Exchange [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to Richard Whitney, New York Stock Exchange [Transcription] (with permission of the John F. Kennedy Library Foundation)
April 26, 1935
Memo from Abe Fortas to SEC Chairman Kennedy on Budget of Protective Committee Study (courtesy of the National Archives)
Memo from Abe Fortas to SEC Chairman Kennedy on Budget of Protective Committee Study (courtesy of the National Archives)
April 26, 1935
Memo from Abe Fortas to SEC Chairman Kennedy Re Senate Resolution 711 (courtesy of the National Archives)
Memo from Abe Fortas to SEC Chairman Kennedy Re Senate Resolution 711 (courtesy of the National Archives)
April 23, 1935
Address of the Hon. Joseph P. Kennedy at the Tercentenary Dinner (1635-1935) of the Boston Latin School [Transcription] (courtesy of the Library of Congress)
Address of the Hon. Joseph P. Kennedy at the Tercentenary Dinner (1635-1935) of the Boston Latin School [Transcription] (courtesy of the Library of Congress)
April 16, 1935
Letter from Joseph P. Kennedy to The President, New York Stock Exchange, forwarding his recommended rules on trading [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to The President, New York Stock Exchange, forwarding his recommended rules on trading [Transcription] (with permission of the John F. Kennedy Library Foundation)
April 12, 1935
Telegram from Joseph P. Kennedy to Felix Frankfurter, asking for assistance with "swan song" speech [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Felix Frankfurter, asking for assistance with "swan song" speech [Image] (courtesy of the National Archives)
April 12, 1935
Telegram from Joseph P. Kennedy to Felix Frankfurter, asking for assistance with "swan song" speech [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Felix Frankfurter, asking for assistance with "swan song" speech [Transcription] (courtesy of the National Archives)
April 11, 1935
Letter from Joseph P. Kennedy to Senator Duncan V. Fletcher on registration [Transcription] (courtesy of the National Archives)
Letter from Joseph P. Kennedy to Senator Duncan V. Fletcher on registration [Transcription] (courtesy of the National Archives)
April 11, 1935
Memo from Thomas Gammack to Mr. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Memo from Thomas Gammack to Mr. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
April 1, 1935
Letter from SEC Chairman Kennedy to George K. Weeks, Baker Weeks & Harden [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to George K. Weeks, Baker Weeks & Harden [Transcription] (with permission of the John F. Kennedy Library Foundation)
March 30, 1935
Letter from John M. Young, J.P. Morgan & Co., to David Saperstein, SEC Trading and Exchange Division, with critique of SEC draft regulations for the over-the-counter market [Transcription] (courtesy of the National Archives)
Letter from John M. Young, J.P. Morgan & Co., to David Saperstein, SEC Trading and Exchange Division, with critique of SEC draft regulations for the over-the-counter market [Transcription] (courtesy of the National Archives)
March 27, 1935
Approval of Pacific Gas and Electric Company Filing of Amendments to Registration Statement (courtesy of the National Archives)
Approval of Pacific Gas and Electric Company Filing of Amendments to Registration Statement (courtesy of the National Archives)
March 27, 1935
Approval of Swift and Company Filing of Amendments to Registration Statement (courtesy of the National Archives)
Approval of Swift and Company Filing of Amendments to Registration Statement (courtesy of the National Archives)
March 26, 1935
Memo from E.J. Townsend to James Landis on staff overtime for corporate registration [Transcription] (with permission of the John F. Kennedy Library Foundation)
Memo from E.J. Townsend to James Landis on staff overtime for corporate registration [Transcription] (with permission of the John F. Kennedy Library Foundation)
March 23, 1935
Letter from Joseph P. Kennedy to John C. Willever, Western Union Telegraph Co., on registration revision [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to John C. Willever, Western Union Telegraph Co., on registration revision [Transcription] (with permission of the John F. Kennedy Library Foundation)
March 21, 1935
Letter and Memorandum from SEC Chairman Kennedy to Richard Whitney, New York Stock Exchange, on the SEC's eleven recommendations [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter and Memorandum from SEC Chairman Kennedy to Richard Whitney, New York Stock Exchange, on the SEC's eleven recommendations [Transcription] (with permission of the John F. Kennedy Library Foundation)
March 21, 1935
Memo from Mr. Fayne to SEC Chairman Kennedy re Anonymous Letter on Specialists and Odd-lot Houses of New York Stock Exchange [Transcription] (with permission of the John F. Kennedy Library Foundation)
Memo from Mr. Fayne to SEC Chairman Kennedy re Anonymous Letter on Specialists and Odd-lot Houses of New York Stock Exchange [Transcription] (with permission of the John F. Kennedy Library Foundation)
March 19, 1935
Address by SEC Chairman Kennedy before American Arbitration Association, New York City [Transcription] (courtesy of the Library of Congress)
Address by SEC Chairman Kennedy before American Arbitration Association, New York City [Transcription] (courtesy of the Library of Congress)
March 19, 1935
SEC Release on American Arbitration Association Speech [Transcription] (courtesy of the Library of Congress)
SEC Release on American Arbitration Association Speech [Transcription] (courtesy of the Library of Congress)
March 19, 1935
Telegram from E.J. Townsend and all to Joseph P. Kennedy [Image] (courtesy of the National Archives)
Telegram from E.J. Townsend and all to Joseph P. Kennedy [Image] (courtesy of the National Archives)
March 19, 1935
Telegram from E.J. Townsend and all to Joseph P. Kennedy [Transcription] (courtesy of the National Archives)
Telegram from E.J. Townsend and all to Joseph P. Kennedy [Transcription] (courtesy of the National Archives)
March 11, 1935
Letter from Joseph P. Kennedy to "Jack" Carey, Hayden Stone & Co. [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to "Jack" Carey, Hayden Stone & Co. [Transcription] (with permission of the John F. Kennedy Library Foundation)
March 8, 1935
Letter from John J. Burns, SEC General Counsel, to Walter Lippmann [Transcription] (courtesy of the National Archives)
Letter from John J. Burns, SEC General Counsel, to Walter Lippmann [Transcription] (courtesy of the National Archives)
March 8, 1935
Telegram from Pacific Gas and Electric Company on SEC Filing [Image] (courtesy of the National Archives)
Telegram from Pacific Gas and Electric Company on SEC Filing [Image] (courtesy of the National Archives)
March 8, 1935
Telegram from Pacific Gas and Electric Company on SEC Filing [Transcription] (courtesy of the National Archives)
Telegram from Pacific Gas and Electric Company on SEC Filing [Transcription] (courtesy of the National Archives)
March 7, 1935
Letter from SEC Chairman Kennedy to Senator Duncan Fletcher [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to Senator Duncan Fletcher [Transcription] (with permission of the John F. Kennedy Library Foundation)
February 14, 1935
Letter from Joseph P. Kennedy to Louis Howe on utilities holding company reform [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Louis Howe on utilities holding company reform [Transcription] (with permission of the John F. Kennedy Library Foundation)
February 8, 1935
Address by SEC Chairman Kennedy at Union League Club of Chicago, Illinois [Transcription] (courtesy of the Library of Congress)
Address by SEC Chairman Kennedy at Union League Club of Chicago, Illinois [Transcription] (courtesy of the Library of Congress)
February 7, 1935
Telegram from Joseph P. Kennedy to Richard Whitney on registration revision [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Richard Whitney on registration revision [Image] (courtesy of the National Archives)
February 7, 1935
Telegram from Joseph P. Kennedy to Richard Whitney on registration revision [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Richard Whitney on registration revision [Transcription] (courtesy of the National Archives)
February 5, 1935
Letter from SEC General Counsel John J. Burns to D.H. Foote, Pacific Gas & Electric Company, on registration [Transcription] (courtesy of the National Archives)
Letter from SEC General Counsel John J. Burns to D.H. Foote, Pacific Gas & Electric Company, on registration [Transcription] (courtesy of the National Archives)
February 2, 1935
Report from the SEC Chairman to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
Report from the SEC Chairman to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
February 1, 1935
Letter from James A. Fayne to Paul Shields, Shields & Company [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from James A. Fayne to Paul Shields, Shields & Company [Transcription] (with permission of the John F. Kennedy Library Foundation)
January 31, 1935
Letter from Joseph P. Kennedy to A.A. Berle, Jr. [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to A.A. Berle, Jr. [Transcription] (with permission of the John F. Kennedy Library Foundation)
January 28, 1935
Letter from Joseph P. Kennedy to Louis Howe on resignation of Ferdinand Pecora [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Letter from Joseph P. Kennedy to Louis Howe on resignation of Ferdinand Pecora [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
January 28, 1935
Letter of Inquiry from George Evans to Mr. "John" Kennedy, Securities Exchange [Image] (courtesy of the National Archives)
Letter of Inquiry from George Evans to Mr. "John" Kennedy, Securities Exchange [Image] (courtesy of the National Archives)
January 28, 1935
Letter of Inquiry from George Evans to Mr. "John" Kennedy, Securities Exchange [transciption] (courtesy of the National Archives)
Letter of Inquiry from George Evans to Mr. "John" Kennedy, Securities Exchange [transciption] (courtesy of the National Archives)
January 25, 1935
Report on the Government of Securities Exchanges (courtesy of the Government Documents Records)
Report on the Government of Securities Exchanges (courtesy of the Government Documents Records)
January 22, 1935
Telegram from Joseph P. Kennedy to Ferdinand Pecora [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Ferdinand Pecora [Image] (courtesy of the National Archives)
January 22, 1935
Telegram from Joseph P. Kennedy to Ferdinand Pecora [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Ferdinand Pecora [Transcription] (courtesy of the National Archives)
January 19, 1935
Report from SEC Chairman Kennedy to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
Report from SEC Chairman Kennedy to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
January 19, 1935
Telegram from E.J. Townsend to Felix Frankfurter [Image] (courtesy of the National Archives)
Telegram from E.J. Townsend to Felix Frankfurter [Image] (courtesy of the National Archives)
January 19, 1935
Telegram from E.J. Townsend to Felix Frankfurter [Transcription] (courtesy of the National Archives)
Telegram from E.J. Townsend to Felix Frankfurter [Transcription] (courtesy of the National Archives)
January 18, 1935
Address of SEC Commissioner George C. Mathews before the Illinois Society of Certified Public Accountants [Transcription] Courtesy of Stephen Zeff
Address of SEC Commissioner George C. Mathews before the Illinois Society of Certified Public Accountants [Transcription] Courtesy of Stephen Zeff
January 18, 1935
Resignation Letter from Ferdinand Pecora to President Roosevelt [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Resignation Letter from Ferdinand Pecora to President Roosevelt [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
January 14, 1935
Letter from Joseph P. Kennedy to Representative James Buchanan on SEC staff and salary ranges (William O. Douglas, as Assistant Chief, Protective Committee Study, is a dollar-a-year man) [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Representative James Buchanan on SEC staff and salary ranges (William O. Douglas, as Assistant Chief, Protective Committee Study, is a dollar-a-year man) [Transcription] (with permission of the John F. Kennedy Library Foundation)
January 14, 1935
Letter from Joseph P. Kennedy to Representative James Buchanan on SEC attorney hirings [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Representative James Buchanan on SEC attorney hirings [Transcription] (with permission of the John F. Kennedy Library Foundation)
January 7, 1935
Letter from Joseph P. Kennedy to J.R. McCarl, Comptroller General of the U.S., on SEC funding (letter is mis-dated as 1934) [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to J.R. McCarl, Comptroller General of the U.S., on SEC funding (letter is mis-dated as 1934) [Image] (with permission of the John F. Kennedy Library Foundation)
January 7, 1935
Letter from Joseph P. Kennedy to J.R. McCarl, Comptroller General of the U.S., on SEC funding (letter is mis-dated as 1934) [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to J.R. McCarl, Comptroller General of the U.S., on SEC funding (letter is mis-dated as 1934) [Transcription] (with permission of the John F. Kennedy Library Foundation)
1935
Undated (1935) Memo from William O. Douglas to President Roosevelt [transcript] (courtesy of the Library of Congress)
Undated (1935) Memo from William O. Douglas to President Roosevelt [transcript] (courtesy of the Library of Congress)
1935 to present
U.S. Securities and Exchange Commission Division of Corporation Finance, Division Directors (with the assistance of SEC)
U.S. Securities and Exchange Commission Division of Corporation Finance, Division Directors (with the assistance of SEC)
1935 to present
U.S. Securities and Exchange Commission Division of Market Regulation, Division Directors (with the assistance of SEC)
U.S. Securities and Exchange Commission Division of Market Regulation, Division Directors (with the assistance of SEC)
1935 to present
U.S. Securities and Exchange Commission Office of the Chief Accountant, Chief Accountants (with the assistance of SEC and Robert J. Kueppers)
U.S. Securities and Exchange Commission Office of the Chief Accountant, Chief Accountants (with the assistance of SEC and Robert J. Kueppers)
1935 to present
U.S. Securities and Exchange Commission Office of the General Counsel, General Counsels (with the assistance of SEC)
U.S. Securities and Exchange Commission Office of the General Counsel, General Counsels (with the assistance of SEC)
1935
Undated (1935) Memo from William O. Douglas to President Roosevelt [Image] (courtesy of the Library of Congress)
Undated (1935) Memo from William O. Douglas to President Roosevelt [Image] (courtesy of the Library of Congress)
December 21, 1934
SEC Release on New Requirements for Permanent Registration [Transcription] (courtesy of the National Archives)
SEC Release on New Requirements for Permanent Registration [Transcription] (courtesy of the National Archives)
December 20, 1934
Memorandum from Felix Frankfurter to President Roosevelt, prepared by Marguerite La Hand [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
Memorandum from Felix Frankfurter to President Roosevelt, prepared by Marguerite La Hand [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
December 20, 1934
Memorandum from Felix Frankfurter to President Roosevelt, prepared by Marguerite La Hand [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Memorandum from Felix Frankfurter to President Roosevelt, prepared by Marguerite La Hand [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
December 19, 1934
Letter from A.A. Berle, Jr. to Joseph P. Kennedy on registration revision [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from A.A. Berle, Jr. to Joseph P. Kennedy on registration revision [Transcription] (with permission of the John F. Kennedy Library Foundation)
December 18, 1934
Report from SEC Chairman Kennedy to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
Report from SEC Chairman Kennedy to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
December 17, 1934
Letter from Joseph P. Kennedy to Edward F. Heller on establishment of SEC office in San Francisco [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Edward F. Heller on establishment of SEC office in San Francisco [Transcription] (with permission of the John F. Kennedy Library Foundation)
December 17, 1934
Memorandum from Paul Gourrich to G.W. Goldschmidt on the 1933 Act [Transcription] (courtesy of the estate of Nathan Sameth)
Memorandum from Paul Gourrich to G.W. Goldschmidt on the 1933 Act [Transcription] (courtesy of the estate of Nathan Sameth)
December 14, 1934
Letter from Joseph P. Kennedy to Edson B. Smith [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Edson B. Smith [Transcription] (with permission of the John F. Kennedy Library Foundation)
December 12, 1934
Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph P. Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph P. Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
December 12, 1934
Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
November 30, 1934
Telegram from Richard Whitney to Joseph P. Kennedy on his contacts with corporate executives [Image] (courtesy of the National Archives)
Telegram from Richard Whitney to Joseph P. Kennedy on his contacts with corporate executives [Image] (courtesy of the National Archives)
November 30, 1934
Telegram from Richard Whitney to Joseph P. Kennedy on his contacts with corporate executives [Transcription] (courtesy of the National Archives)
Telegram from Richard Whitney to Joseph P. Kennedy on his contacts with corporate executives [Transcription] (courtesy of the National Archives)
November 26, 1934
Telegram from W.S. Carpenter, Jr. to Joseph P. Kennedy [Image] (courtesy of the National Archives)
Telegram from W.S. Carpenter, Jr. to Joseph P. Kennedy [Image] (courtesy of the National Archives)
November 26, 1934
Telegram from W.S. Carpenter, Jr. to Joseph P. Kennedy [Transcription] (courtesy of the National Archives)
Telegram from W.S. Carpenter, Jr. to Joseph P. Kennedy [Transcription] (courtesy of the National Archives)
November 23, 1934
Letter from SEC Chairman Kennedy to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
November 23, 1934
Telegram from Joseph P. Kennedy to James Landis with list of corporate executives consulted on registration revision [Image] (courtesy of the Library of Congress)
Telegram from Joseph P. Kennedy to James Landis with list of corporate executives consulted on registration revision [Image] (courtesy of the Library of Congress)
November 23, 1934
Telegram from Joseph P. Kennedy to James Landis with list of corporate executives consulted on registration revision [Transcription] (courtesy of the Library of Congress)
Telegram from Joseph P. Kennedy to James Landis with list of corporate executives consulted on registration revision [Transcription] (courtesy of the Library of Congress)
November 23, 1934
Telegram from Joseph P. Kennedy to W.S. Carpenter, Jr. , CEO, DuPont Corporation on registration revision [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to W.S. Carpenter, Jr. , CEO, DuPont Corporation on registration revision [Image] (courtesy of the National Archives)
November 23, 1934
Telegram from Joseph P. Kennedy to W.S. Carpenter, Jr. , CEO, DuPont Corporation on registration revision [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to W.S. Carpenter, Jr. , CEO, DuPont Corporation on registration revision [Transcription] (courtesy of the National Archives)
November 22, 1934
Letter from Joseph P. Kennedy to Senator D.V. Fletcher on his financial arrangements while in government service [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Senator D.V. Fletcher on his financial arrangements while in government service [Transcription] (with permission of the John F. Kennedy Library Foundation)
November 21, 1934
Letter from Joseph P. Kennedy to Secretary of the Interior Harold L. Ickes on proceedings against mining companies [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Secretary of the Interior Harold L. Ickes on proceedings against mining companies [Transcription] (with permission of the John F. Kennedy Library Foundation)
November 21, 1934
Telegram from Joseph P. Kennedy to Felix Frankfurter [Image] (courtesy of the Library of Congress)
Telegram from Joseph P. Kennedy to Felix Frankfurter [Image] (courtesy of the Library of Congress)
November 21, 1934
Telegram from Joseph P. Kennedy to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
Telegram from Joseph P. Kennedy to Felix Frankfurter [Transcription] (courtesy of the Library of Congress)
November 16, 1934
Telegram from J.A. Fayne to Joseph P. Kennedy on the costs of securities regulation [Image] (courtesy of the National Archives)
Telegram from J.A. Fayne to Joseph P. Kennedy on the costs of securities regulation [Image] (courtesy of the National Archives)
November 16, 1934
Telegram from J.A. Fayne to Joseph P. Kennedy on the costs of securities regulation [Transcription] (courtesy of the National Archives)
Telegram from J.A. Fayne to Joseph P. Kennedy on the costs of securities regulation [Transcription] (courtesy of the National Archives)
November 15, 1934
Address of Joseph P. Kennedy to the Boston Chamber of Commerce [Transcription] (courtesy of the Library of Congress)
Address of Joseph P. Kennedy to the Boston Chamber of Commerce [Transcription] (courtesy of the Library of Congress)
November 15, 1934
SEC Release on SEC Chairman's Address to the Boston Chamber of Commerce [Transcription] (courtesy of the Library of Congress)
SEC Release on SEC Chairman's Address to the Boston Chamber of Commerce [Transcription] (courtesy of the Library of Congress)
November 15, 1934
Telegram from "The Ten Fifteen Gang" (SEC Staff) to Joseph P. Kennedy [Image] (courtesy of the National Archives)
Telegram from "The Ten Fifteen Gang" (SEC Staff) to Joseph P. Kennedy [Image] (courtesy of the National Archives)
November 15, 1934
Telegram from "The Ten Fifteen Gang" (SEC Staff) to Joseph P. Kennedy [Transcription] (courtesy of the National Archives)
Telegram from "The Ten Fifteen Gang" (SEC Staff) to Joseph P. Kennedy [Transcription] (courtesy of the National Archives)
November 12, 1934
Address of James M. Landis before the National Association of State Security Commissioners at New Orleans, Louisiana [Transcription] (courtesy of the Library of Congress)
Address of James M. Landis before the National Association of State Security Commissioners at New Orleans, Louisiana [Transcription] (courtesy of the Library of Congress)
November 9, 1934
Report from SEC Chairman Kennedy to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
Report from SEC Chairman Kennedy to the National Emergency Council [Transcription] (with permission of the John F. Kennedy Library Foundation)
November 6, 1934
Letter from Louis Wiley, The New York Times, to President Roosevelt on meeting with Joseph P. Kennedy [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
Letter from Louis Wiley, The New York Times, to President Roosevelt on meeting with Joseph P. Kennedy [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
November 6, 1934
Letter from Louis Wiley, The New York Times, to President Roosevelt on meeting with Joseph P. Kennedy [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Letter from Louis Wiley, The New York Times, to President Roosevelt on meeting with Joseph P. Kennedy [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
November 5, 1934
Letter from Eddy Hanlon, Laidlaw & Co., to Joseph Kennedy on Mr. Kennedy's visit to the Boston Stock Exchange [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Eddy Hanlon, Laidlaw & Co., to Joseph Kennedy on Mr. Kennedy's visit to the Boston Stock Exchange [Image] (with permission of the John F. Kennedy Library Foundation)
November 5, 1934
Letter from Eddy Hanlon, Laidlaw & Co., to Joseph Kennedy on Mr. Kennedy's visit to the Boston Stock Exchange [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Eddy Hanlon, Laidlaw & Co., to Joseph Kennedy on Mr. Kennedy's visit to the Boston Stock Exchange [Transcription] (with permission of the John F. Kennedy Library Foundation)
November 5, 1934
Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
November 5, 1934
Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
November 1, 1934
Memorandum from Judge Burns to SEC Chairman Kennedy re Investment Bankers' Code Discussion [Transcription] (with permission of the John F. Kennedy Library Foundation)
Memorandum from Judge Burns to SEC Chairman Kennedy re Investment Bankers' Code Discussion [Transcription] (with permission of the John F. Kennedy Library Foundation)
October 25, 1934
Letter from Joseph P. Kennedy to C.B. Whitcomb, Cleveland Stock Exchange, in response to objections to the disclosure requirements for exchange registration [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to C.B. Whitcomb, Cleveland Stock Exchange, in response to objections to the disclosure requirements for exchange registration [Transcription] (with permission of the John F. Kennedy Library Foundation)
October 19, 1934
Letter from Joseph P. Kennedy to the Comptroller General of the United States on SEC appropriations [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to the Comptroller General of the United States on SEC appropriations [Transcription] (with permission of the John F. Kennedy Library Foundation)
October 15, 1934
Letter from Joseph P. Kennedy to Richard Whitney, New York Stock Exchange, on specialist rules [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Richard Whitney, New York Stock Exchange, on specialist rules [Transcription] (with permission of the John F. Kennedy Library Foundation)
October 10, 1934
Letter from Joseph P. Kennedy to Louis Howe on staff hiring [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Louis Howe on staff hiring [Transcription] (with permission of the John F. Kennedy Library Foundation)
October 9, 1934
Lettter from Joseph P. Kennedy to Senator Robert J. Bulkley on denial of temporary registration [Transcription] (with permission of the John F. Kennedy Library)
Lettter from Joseph P. Kennedy to Senator Robert J. Bulkley on denial of temporary registration [Transcription] (with permission of the John F. Kennedy Library)
October 6, 1934
Letter from Joseph P. Kennedy to Joseph L. Merrill on the "humor of Wall Street" [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Joseph L. Merrill on the "humor of Wall Street" [Transcription] (with permission of the John F. Kennedy Library Foundation)
September 30, 1934
Excerpt from President Roosevelt Fireside Chat (with permission of the Franklin Delano Roosevelt Library and Museum)
Excerpt from President Roosevelt Fireside Chat (with permission of the Franklin Delano Roosevelt Library and Museum)
September 28, 1934
Letter from SEC Chairman Kennedy to George Breen re change in effective date of margin requirements to October 15 [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from SEC Chairman Kennedy to George Breen re change in effective date of margin requirements to October 15 [Transcription] (with permission of the John F. Kennedy Library Foundation)
September 25, 1934
Urgent Memorandum from SEC Chairman Kennedy to Mr. Cohen and Mr. Davis [Image] (courtesy of the National Archives)
Urgent Memorandum from SEC Chairman Kennedy to Mr. Cohen and Mr. Davis [Image] (courtesy of the National Archives)
September 25, 1934
Urgent Memorandum from SEC Chairman Kennedy to Mr. Cohen and Mr. Davis [Transcription] (courtesy of the National Archives)
Urgent Memorandum from SEC Chairman Kennedy to Mr. Cohen and Mr. Davis [Transcription] (courtesy of the National Archives)
September 13, 1934
Memo on Restricting Specialists Activities, from J.A. Fayne to Chairman Kennedy [Transcription] (courtesy of the National Archives)
Memo on Restricting Specialists Activities, from J.A. Fayne to Chairman Kennedy [Transcription] (courtesy of the National Archives)
September 11, 1934
Telegram from Joseph P. Kennedy to C.B. Robbins on SEC temporary registration [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to C.B. Robbins on SEC temporary registration [Image] (courtesy of the National Archives)
September 11, 1934
Telegram from Joseph P. Kennedy to C.B. Robbins on SEC temporary registration [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to C.B. Robbins on SEC temporary registration [Transcription] (courtesy of the National Archives)
September 8, 1934
Memorandum Preliminary to Hearings on Specialists, from SEC Trading and Exchange Division Director David Saperstein to the Commissioners [Transcription] (courtesy of the National Archives)
Memorandum Preliminary to Hearings on Specialists, from SEC Trading and Exchange Division Director David Saperstein to the Commissioners [Transcription] (courtesy of the National Archives)
August 15, 1934
Letter from President Franklin D. Roosevelt to Adolf A. Berle, Jr. [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Letter from President Franklin D. Roosevelt to Adolf A. Berle, Jr. [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
August 13, 1934
Statement of the Purposes of the Securities and Exchange Commission, Accomplishments up to August 13, 1934, and Future Program [Transcription] (courtesy of the National Archives)
Statement of the Purposes of the Securities and Exchange Commission, Accomplishments up to August 13, 1934, and Future Program [Transcription] (courtesy of the National Archives)
August 10, 1934
Letter from Joseph P. Kennedy to Postmaster General James Farley [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Postmaster General James Farley [Transcription] (with permission of the John F. Kennedy Library Foundation)
August 9, 1934
Telegram from SEC Chairman Kennedy to John Macomber, President, First Corporation [Image] (courtesy of the National Archives)
Telegram from SEC Chairman Kennedy to John Macomber, President, First Corporation [Image] (courtesy of the National Archives)
August 9, 1934
Telegram from SEC Chairman Kennedy to John Macomber, President, First Corporation [Transcription] (courtesy of the National Archives)
Telegram from SEC Chairman Kennedy to John Macomber, President, First Corporation [Transcription] (courtesy of the National Archives)
August 7, 1934
Telegram from Joseph P. Kennedy to Roger Babson [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Roger Babson [Image] (courtesy of the National Archives)
August 7, 1934
Telegram from Joseph P. Kennedy to Roger Babson [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Roger Babson [Transcription] (courtesy of the National Archives)
August 1, 1934
Letter from Joseph P. Kennedy to A.A. Berle, Jr. [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to A.A. Berle, Jr. [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 30, 1934
Letter from A.A. Berle, Jr. to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from A.A. Berle, Jr. to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 25, 1934
Telegram from Joseph P. Kennedy to John J. Burns to consider "Mr. Shea of Harvard Law School" for SEC Records and Filing [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to John J. Burns to consider "Mr. Shea of Harvard Law School" for SEC Records and Filing [Image] (courtesy of the National Archives)
July 25, 1934
Telegram from Joseph P. Kennedy to John J. Burns to consider "Mr. Shea of Harvard Law School" for SEC Records and Filing [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to John J. Burns to consider "Mr. Shea of Harvard Law School" for SEC Records and Filing [Transcription] (courtesy of the National Archives)
July 25, 1934
Address by the Honorable Joseph P. Kennedy, Chairman of the Securities and Exchange Commission, at National Press Club [transcription[ (courtesy of the Library of Congress)
Address by the Honorable Joseph P. Kennedy, Chairman of the Securities and Exchange Commission, at National Press Club [transcription[ (courtesy of the Library of Congress)
July 25, 1934
Telegram from Joseph P. Kennedy to Herbert B. Swope on the reception given the National Press Club speech [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Herbert B. Swope on the reception given the National Press Club speech [Image] (courtesy of the National Archives)
July 25, 1934
Telegram from Joseph P. Kennedy to Herbert B. Swope on the reception given the National Press Club speech [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Herbert B. Swope on the reception given the National Press Club speech [Transcription] (courtesy of the National Archives)
July 25, 1934
Telegram from Joseph P.Kennedy to John F. Forbes [Image] (courtesy of the National Archives)
Telegram from Joseph P.Kennedy to John F. Forbes [Image] (courtesy of the National Archives)
July 25, 1934
Telegram from Joseph P.Kennedy to John F. Forbes [Transcription] (courtesy of the National Archives)
Telegram from Joseph P.Kennedy to John F. Forbes [Transcription] (courtesy of the National Archives)
July 25, 1934
Telegram from Joseph P. Kennedy to Robert Fisher [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Robert Fisher [Image] (courtesy of the National Archives)
July 25, 1934
Telegram from Joseph P. Kennedy to Robert Fisher [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Robert Fisher [Transcription] (courtesy of the National Archives)
July 24, 1934
Letter from Herbert Bayard Swope to Joseph P. Kennedy on drafting, in consultation with Raymond Moley, the National Press Club speech [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Herbert Bayard Swope to Joseph P. Kennedy on drafting, in consultation with Raymond Moley, the National Press Club speech [Image] (with permission of the John F. Kennedy Library Foundation)
July 24, 1934
Letter from Herbert Bayard Swope to Joseph P. Kennedy on drafting, in consultation with Raymond Moley, the National Press Club speech [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Herbert Bayard Swope to Joseph P. Kennedy on drafting, in consultation with Raymond Moley, the National Press Club speech [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 20, 1934
Letter from Ted Bulkeley, Spencer Trask & Co., to Joseph P. Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
Letter from Ted Bulkeley, Spencer Trask & Co., to Joseph P. Kennedy [Image] (with permission of the John F. Kennedy Library Foundation)
July 20, 1934
Letter from Ted Bulkeley, Spencer Trask & Co., to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Ted Bulkeley, Spencer Trask & Co., to Joseph P. Kennedy [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 18, 1934
John T. Flynn - "Other People's Money," The New Republic [Image] (with permission of The New Republic)
John T. Flynn - "Other People's Money," The New Republic [Image] (with permission of The New Republic)
July 18, 1934
John T. Flynn - "Other People's Money," The New Republic [Transcription] (with permission of The New Republic)
John T. Flynn - "Other People's Money," The New Republic [Transcription] (with permission of The New Republic)
July 17, 1934
Telegram from Joseph P. Kennedy to Herbert B. Swope on appointment of John Burns as SEC General Counsel [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Herbert B. Swope on appointment of John Burns as SEC General Counsel [Image] (courtesy of the National Archives)
July 17, 1934
Telegram from Joseph P. Kennedy to Herbert B. Swope on appointment of John Burns as SEC General Counsel [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Herbert B. Swope on appointment of John Burns as SEC General Counsel [Transcription] (courtesy of the National Archives)
July 17, 1934
Telegram from Joseph P. Kennedy to Walter Stewart to organize a "division of economists" [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Walter Stewart to organize a "division of economists" [Image] (courtesy of the National Archives)
July 17, 1934
Telegram from Joseph P. Kennedy to Walter Stewart to organize a "division of economists" [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Walter Stewart to organize a "division of economists" [Transcription] (courtesy of the National Archives)
July 14, 1934
Letter from Joseph P. Kennedy to Bart A. Brickley [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from Joseph P. Kennedy to Bart A. Brickley [Transcription] (with permission of the John F. Kennedy Library Foundation)
July 12, 1934
Telegram from Joseph P. Kennedy to Col. Marvin H. McIntyre for President Roosevelt in regards to Benjamin Cohen [Image] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Col. Marvin H. McIntyre for President Roosevelt in regards to Benjamin Cohen [Image] (courtesy of the National Archives)
July 12, 1934
Telegram from Joseph P. Kennedy to Col. Marvin H. McIntyre for President Roosevelt in regards to Benjamin Cohen [Transcription] (courtesy of the National Archives)
Telegram from Joseph P. Kennedy to Col. Marvin H. McIntyre for President Roosevelt in regards to Benjamin Cohen [Transcription] (courtesy of the National Archives)
July 8, 1934
Notes of Felix Frankfurter Record of Conversation with James Landis [Transcription] (courtesy of the Library of Congress)
Notes of Felix Frankfurter Record of Conversation with James Landis [Transcription] (courtesy of the Library of Congress)
July 8, 1934
Notes of Felix Frankfurter Record of Conversation with James Landis [scanned image] (courtesy of the Library of Congress)
Notes of Felix Frankfurter Record of Conversation with James Landis [scanned image] (courtesy of the Library of Congress)
July 6, 1934
Letter from George E. Pimley to Joseph P. Kennedy supporting his appointment to the SEC [Transcription] (with permission of the John F. Kennedy Library Foundation)
Letter from George E. Pimley to Joseph P. Kennedy supporting his appointment to the SEC [Transcription] (with permission of the John F. Kennedy Library Foundation)
June 30, 1934
Securities Commission with Terms (with permission of the Franklin Delano Roosevelt Library and Museum)
Securities Commission with Terms (with permission of the Franklin Delano Roosevelt Library and Museum)
June 30, 1934
Handwritten Note from President Roosevelt to Raymond Moley [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Handwritten Note from President Roosevelt to Raymond Moley [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
June 30, 1934
Handwritten Note from President Roosevelt to Raymond Moley [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
Handwritten Note from President Roosevelt to Raymond Moley [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
June 15, 1934
Working List of SEC Commission Membership, with President Roosevelt's Notes [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
Working List of SEC Commission Membership, with President Roosevelt's Notes [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
June 15, 1934
Working List of SEC Commission Membership, with President Roosevelt's Notes [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Working List of SEC Commission Membership, with President Roosevelt's Notes [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
June 14, 1934
Letter from James M. Landis to President Roosevelt [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Letter from James M. Landis to President Roosevelt [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
June 6, 1934
Stock Exchange Practices - Introduction to the Pecora Committee Report No. 1455 (courtesy of Government Documents Records)
Stock Exchange Practices - Introduction to the Pecora Committee Report No. 1455 (courtesy of Government Documents Records)
June 1934
William O. Douglas - Directors Who Do Not Direct (with permission of the Harvard Law Review)
William O. Douglas - Directors Who Do Not Direct (with permission of the Harvard Law Review)
May 30, 1934
Letter from Richard Whitney to President Roosevelt expressing a desire to cooperate with the SEC [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Letter from Richard Whitney to President Roosevelt expressing a desire to cooperate with the SEC [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
May 23, 1934
Letter from Felix Frankfurter to President Roosevelt with advice on staffing the SEC [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
Letter from Felix Frankfurter to President Roosevelt with advice on staffing the SEC [Transcription] (with permission of the Franklin Delano Roosevelt Library and Museum)
May 11, 1934
Letter from Thomas Corcoran to Felix Frankfurter, reporting on conversations with Louis Brandeis (Isaiah) and Raymond Moley, and informing that "Joe K. in Boston" will be appointed to the SEC [Transcription] (courtesy of the Library of Congress)
Letter from Thomas Corcoran to Felix Frankfurter, reporting on conversations with Louis Brandeis (Isaiah) and Raymond Moley, and informing that "Joe K. in Boston" will be appointed to the SEC [Transcription] (courtesy of the Library of Congress)
May 1934
James M. Landis - "Should the Federal Securities Act of 1933 Be Modified?," Congressional Digest (courtesy of the Library of Congress)
James M. Landis - "Should the Federal Securities Act of 1933 Be Modified?," Congressional Digest (courtesy of the Library of Congress)
April 24, 1934
Telegram from Milton Dammann, American Safety Razor Corporation, to Representative Sam Rayburn protesting the stock exchange bill [Image] (courtesy of the Library of Congress)
Telegram from Milton Dammann, American Safety Razor Corporation, to Representative Sam Rayburn protesting the stock exchange bill [Image] (courtesy of the Library of Congress)
April 24, 1934
Telegram from Milton Dammann, American Safety Razor Corporation, to Representative Sam Rayburn protesting the stock exchange bill [Transcription] (courtesy of the Library of Congress)
Telegram from Milton Dammann, American Safety Razor Corporation, to Representative Sam Rayburn protesting the stock exchange bill [Transcription] (courtesy of the Library of Congress)
April 13, 1934
Note from President Roosevelt to Col. Marvin H. McIntyre, his assistant personal secretary, on delaying meeting with Richard Whitney [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
Note from President Roosevelt to Col. Marvin H. McIntyre, his assistant personal secretary, on delaying meeting with Richard Whitney [Image] (with permission of the Franklin Delano Roosevelt Library and Museum)
April 13, 1934
Note from President Roosevelt to Col. Marvin H. McIntyre, his assistant personal secretary, on delaying meeting with Richard Whitney [Transcription] (with permissi
Note from President Roosevelt to Col. Marvin H. McIntyre, his assistant personal secretary, on delaying meeting with Richard Whitney [Transcription] (with permissi