Papers
Welcome to the Papers section of the virtual museum and archive. The materials in this section are organized chronologically.
64 Records Found
September 21, 1959
Memo of Closed "SEC" Session at the Convention of the North American Securities Administrators [Transcription] (courtesy of the National Archives and Records Administration)
Memo of Closed "SEC" Session at the Convention of the North American Securities Administrators [Transcription] (courtesy of the National Archives and Records Administration)
July 24, 1959
New York State Attorney General Release on charges against Jack Kissel and K. Medann & Company, Inc. [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on charges against Jack Kissel and K. Medann & Company, Inc. [Image] (Courtesy of Orestes Mihaly)
July 2, 1959
New York State Attorney General Release on extradition request by Ontario Securities Commission [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on extradition request by Ontario Securities Commission [Image] (Courtesy of Orestes Mihaly)
June 3, 1959
New York State Attorney General Release on charges against Frank Canizio and Viola Kelly [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on charges against Frank Canizio and Viola Kelly [Image] (Courtesy of Orestes Mihaly)
March 28, 1959
Letter from Thomas Meeker to Henry H. Pierce, Jr., Connecticut Bank Commissioner [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Thomas Meeker to Henry H. Pierce, Jr., Connecticut Bank Commissioner [Transcription] (courtesy of the National Archives and Records Administration)
March 19, 1959
New York State Attorney General Release on ban on Alaska Building Supply & Equipment Rental Corporation [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on ban on Alaska Building Supply & Equipment Rental Corporation [Image] (Courtesy of Orestes Mihaly)
March 18, 1959
Letter from Henry H. Pierce, Jr., Connecticut Bank Commissioner, to Paul Windels, Jr. regarding Connecticut Bill No. 2715 [Image] (courtesy of the National Archives and Records Administration)
Letter from Henry H. Pierce, Jr., Connecticut Bank Commissioner, to Paul Windels, Jr. regarding Connecticut Bill No. 2715 [Image] (courtesy of the National Archives and Records Administration)
February 13, 1959
New York State Attorney General Release on "get rich quick scheme" of Lowell Messer [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on "get rich quick scheme" of Lowell Messer [Image] (Courtesy of Orestes Mihaly)
1959
Alaska Omnibus Act (Public Law No. 86-70); Section 202(a) of IAA amended; Sections 2(a)(37), 6(a)(1) of ICA amended (Government Records)
Alaska Omnibus Act (Public Law No. 86-70); Section 202(a) of IAA amended; Sections 2(a)(37), 6(a)(1) of ICA amended (Government Records)
1959
U.S. Securities and Exchange Commission Annual Report, with 25th Anniversary Summary (courtesy of the SEC)
U.S. Securities and Exchange Commission Annual Report, with 25th Anniversary Summary (courtesy of the SEC)
December 3, 1958
New York State Attorney General Release on bar of Lincoln Securities Corporation in sale of stock of Shoreland Mines, Ltd. [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on bar of Lincoln Securities Corporation in sale of stock of Shoreland Mines, Ltd. [Image] (Courtesy of Orestes Mihaly)
October 15, 1958
Memo from Thomas Meeker to SEC Chairman Edward Gadsby on Commission endorsement of the Uniform Securities Act [Transcription] (courtesy of the National Archives and Records Administration)
Memo from Thomas Meeker to SEC Chairman Edward Gadsby on Commission endorsement of the Uniform Securities Act [Transcription] (courtesy of the National Archives and Records Administration)
September 5, 1958
Memo from Manuel Cohen to Sharon Clay Risk, Division of Corporation Finance on merit cash award for Mollie Zion [Transcription] (Courtesy of the estate of Mollie B. Zion)
Memo from Manuel Cohen to Sharon Clay Risk, Division of Corporation Finance on merit cash award for Mollie Zion [Transcription] (Courtesy of the estate of Mollie B. Zion)
June 2, 1958
Findings and Opinion of the Commission in the Matter of Bellanca Corporation (courtesy of Paul Gonson)
Findings and Opinion of the Commission in the Matter of Bellanca Corporation (courtesy of Paul Gonson)
May 29, 1958
Agreement between The Wharton School and the SEC for a study on investment companies [Image] (Government Records)
Agreement between The Wharton School and the SEC for a study on investment companies [Image] (Government Records)
March 24, 1958
New York State Attorney General Release on bar of Liechtenstein investment trusts [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on bar of Liechtenstein investment trusts [Image] (Courtesy of Orestes Mihaly)
February 28, 1958
Release from New York Attorney General Louis J. Lefkowitz thanking Canadian provincial securities administrators for actions against J.C. Graye Company [Image] (courtesy of Orestes Mihaly)
Release from New York Attorney General Louis J. Lefkowitz thanking Canadian provincial securities administrators for actions against J.C. Graye Company [Image] (courtesy of Orestes Mihaly)
February 11, 1958
Release from New York Attorney General Louis J. Lefkowitz on temporary bar of J.C. Graye Company [Image] (courtesy of Orestes Mihaly)
Release from New York Attorney General Louis J. Lefkowitz on temporary bar of J.C. Graye Company [Image] (courtesy of Orestes Mihaly)
February 5, 1958
Supreme Court of the State of New York: The People of the State of New York against James Carlton Graye, a/k/a James Webb, doing business under the firm name and style of J.C. Graye Co. and Edward T. Moss [Image] (Courtesy of Orestes Mihaly)
Supreme Court of the State of New York: The People of the State of New York against James Carlton Graye, a/k/a James Webb, doing business under the firm name and style of J.C. Graye Co. and Edward T. Moss [Image] (Courtesy of Orestes Mihaly)
January 3, 1958
Letter from Philip A. Loomis, Jr. to Philip E. Kendrick [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Philip A. Loomis, Jr. to Philip E. Kendrick [Transcription] (courtesy of the National Archives and Records Administration)
1958
Administrative Agency Proceedings (Public Law No. 85-791); Section 213(a) of IAA Amended (Government Records)
Administrative Agency Proceedings (Public Law No. 85-791); Section 213(a) of IAA Amended (Government Records)
1958
Small Business Investment Act of 1958 (Public Law No. 85-699); Section 18 of ICA Amended (Government Records)
Small Business Investment Act of 1958 (Public Law No. 85-699); Section 18 of ICA Amended (Government Records)
December 19, 1957
Letter from Philip E. Kendrick to Philip A. Loomis, Jr. regarding Rule 10b-6 [Image] (courtesy of the National Archives and Records Administration)
Letter from Philip E. Kendrick to Philip A. Loomis, Jr. regarding Rule 10b-6 [Image] (courtesy of the National Archives and Records Administration)
November 27, 1957
Supreme Court of the State of New York - In the Matter of Brandel Trust, Paul Hagenbach, Lavan Trust and Sun Investment Establishment [Transcription] (Courtesy of Orestes Mihaly)
Supreme Court of the State of New York - In the Matter of Brandel Trust, Paul Hagenbach, Lavan Trust and Sun Investment Establishment [Transcription] (Courtesy of Orestes Mihaly)
October 7, 1957
New York State Attorney General Release on Swiss trust stock fraud [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on Swiss trust stock fraud [Image] (Courtesy of Orestes Mihaly)
July 12, 1957
Letter from Mollie Zion to Charles Shreve, Acting Chief Counsel, SEC Division of Corporation Finance [Transcription] (Courtesy of the estate of Mollie B. Zion)
Letter from Mollie Zion to Charles Shreve, Acting Chief Counsel, SEC Division of Corporation Finance [Transcription] (Courtesy of the estate of Mollie B. Zion)
June 14, 1957
Remarks by New York Attorney General Louis J. Lefkowitz before Senate Internal Security Subcommittee [Image] (courtesy of Orestes Mihaly)
Remarks by New York Attorney General Louis J. Lefkowitz before Senate Internal Security Subcommittee [Image] (courtesy of Orestes Mihaly)
June 6, 1957
"Highlights in Current Financial Reporting" - Address by Former SEC Chairman J. Sinclair Armstrong before the Illinois Society of CPAs [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
"Highlights in Current Financial Reporting" - Address by Former SEC Chairman J. Sinclair Armstrong before the Illinois Society of CPAs [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
June 5, 1957
Letter from Thorsten V. Kalijarvi, U.S. Department of State, to Acting SEC Chairman Andrew Downey Orrick on Lawrence M. Greene (courtesy of Lawrence Greene)
Letter from Thorsten V. Kalijarvi, U.S. Department of State, to Acting SEC Chairman Andrew Downey Orrick on Lawrence M. Greene (courtesy of Lawrence Greene)
May 28, 1957
Release from New York Attorney General Louis J. Lefkowitz on court order regarding Lynn Robert Akers [Image] (courtesy of Orestes Mihaly)
Release from New York Attorney General Louis J. Lefkowitz on court order regarding Lynn Robert Akers [Image] (courtesy of Orestes Mihaly)
April 23, 1957
New York State Attorney General Release on plot by Iron Curtain firms to seize control of corporations producing defense material [Image] (Courtesy of Orestes Mihaly)
New York State Attorney General Release on plot by Iron Curtain firms to seize control of corporations producing defense material [Image] (Courtesy of Orestes Mihaly)
February 28, 1957
Statement of SEC Chairman J. Sinclair Armstrong on Lawrence M. Greene, Division of Corporation Finance, receiving Rockefeller Public Service Award (courtesy of Lawrence Greene)
Statement of SEC Chairman J. Sinclair Armstrong on Lawrence M. Greene, Division of Corporation Finance, receiving Rockefeller Public Service Award (courtesy of Lawrence Greene)
January 21, 1957
Release from New York Attorney General Louis J. Lefkowitz on court order regarding Adirondack Uranium and Minerals Corporation [Image] (courtesy of Orestes Mihaly)
Release from New York Attorney General Louis J. Lefkowitz on court order regarding Adirondack Uranium and Minerals Corporation [Image] (courtesy of Orestes Mihaly)
November 16, 1956
Supreme Court of the State of New York - The People of the State of New York against Albert Wallace Benson, doing business as Benson & Co., and Pioneer Mortgage and Development Corporation [Transcription] (Courtesy of Orestes Mihaly)
Supreme Court of the State of New York - The People of the State of New York against Albert Wallace Benson, doing business as Benson & Co., and Pioneer Mortgage and Development Corporation [Transcription] (Courtesy of Orestes Mihaly)
May 17, 1956
"Corporate Accounting Standards Under Federal Securities Laws" - Address by SEC Chairman J. Sinclair Armstrong at the 18th Annual Institute on Accounting of the Ohio State University [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
"Corporate Accounting Standards Under Federal Securities Laws" - Address by SEC Chairman J. Sinclair Armstrong at the 18th Annual Institute on Accounting of the Ohio State University [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
March 26, 1956
Letter from Lewis L. Baxter to SEC regarding solicitation of proxies by corporation management [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Lewis L. Baxter to SEC regarding solicitation of proxies by corporation management [Transcription] (courtesy of the National Archives and Records Administration)
November 11, 1955
Supreme Court of the State of New York - The People of the State of New York against West Hooker, Film Network, Inc. and Master Television Corporation [Transcription] (Courtesy of Orestes Mihaly)
Supreme Court of the State of New York - The People of the State of New York against West Hooker, Film Network, Inc. and Master Television Corporation [Transcription] (Courtesy of Orestes Mihaly)
June 30, 1955
Confidential Letter from Lewis H. Kimmel, The Brookings Institution, to the SEC Division of Corporation Finance on criteria for study of share ownership [Image] (Government Records)
Confidential Letter from Lewis H. Kimmel, The Brookings Institution, to the SEC Division of Corporation Finance on criteria for study of share ownership [Image] (Government Records)
April 26, 1955
Letter from Senator Dennis Chavez to SEC Chairman Ralph Demmler for information for Senate Resolution 59 [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Senator Dennis Chavez to SEC Chairman Ralph Demmler for information for Senate Resolution 59 [Transcription] (courtesy of the National Archives and Records Administration)
February 21, 1955
S.Res. 59 - Resolution to make a study of the issuance of uranium mining stocks, by Mr. Chavez, to the U.S. Senate, 84th Congress, 1st Session [Image] (courtesy of the National Archives and Records Administration)
S.Res. 59 - Resolution to make a study of the issuance of uranium mining stocks, by Mr. Chavez, to the U.S. Senate, 84th Congress, 1st Session [Image] (courtesy of the National Archives and Records Administration)
1954
Securities Acts, Amendments (Public Law No. 83-577); Sections 2(a)(30), 24 of ICA Amended (Government Records)
Securities Acts, Amendments (Public Law No. 83-577); Sections 2(a)(30), 24 of ICA Amended (Government Records)
September 28, 1953
Memorandum to all SEC regional administrators from SEC Chairman Ralph H. Demmler on cooperation with state securities administrators [Image] (courtesy of Philip Feigin)
Memorandum to all SEC regional administrators from SEC Chairman Ralph H. Demmler on cooperation with state securities administrators [Image] (courtesy of Philip Feigin)
March 11, 1953
"The Accounting Profession and the Investor," Address of Earle C. King, SEC Chief Accountant before the District of Columbia Chapter of the American Society of Women Accountants [Transcription] (Government Records)
"The Accounting Profession and the Investor," Address of Earle C. King, SEC Chief Accountant before the District of Columbia Chapter of the American Society of Women Accountants [Transcription] (Government Records)
October 8, 1952
"Professional Ethics as Viewed by the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of the American Institute of Accountants [Transcription] (Government Records)
"Professional Ethics as Viewed by the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of the American Institute of Accountants [Transcription] (Government Records)
July 10, 1952
Letter from SEC Chairman Donald C. Cook to Joseph P. McMurray, Senate Committee on Banking and Currency, regarding S.3427 [Transcription] (courtesy of the National Archives and Records Administration)
Letter from SEC Chairman Donald C. Cook to Joseph P. McMurray, Senate Committee on Banking and Currency, regarding S.3427 [Transcription] (courtesy of the National Archives and Records Administration)
August 23-25, 1951
"What are Accounting Principles?," by Earle C. King, SEC Chief Accountant before the Graduate Study Conference, Stanford University [Transcription] (Government Records)
"What are Accounting Principles?," by Earle C. King, SEC Chief Accountant before the Graduate Study Conference, Stanford University [Transcription] (Government Records)
March 30, 1951
Letter from Richard B. McEntire to John T. Callahan, with March 22, 1951 article from "The Northern Miner" [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Richard B. McEntire to John T. Callahan, with March 22, 1951 article from "The Northern Miner" [Transcription] (courtesy of the National Archives and Records Administration)
May 22, 1950
"The Corporate Controller's Relations to the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant before the Midwestern Spring Conference of the Controllers Institute of America [Transcription] (Government Records)
"The Corporate Controller's Relations to the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant before the Midwestern Spring Conference of the Controllers Institute of America [Transcription] (Government Records)
May 1, 1950
Letter from Richard B. McEntire, SEC Acting Chairman, to Senator Burnet R. Maybank regarding S.2765 [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Richard B. McEntire, SEC Acting Chairman, to Senator Burnet R. Maybank regarding S.2765 [Transcription] (courtesy of the National Archives and Records Administration)
March 15, 1950
Outline of Remarks by Earle C. King before the Monthly Technical Meeting of the Pittsburgh Chapter of National Association of Cost Accountants [Transcription] (Government Records)
Outline of Remarks by Earle C. King before the Monthly Technical Meeting of the Pittsburgh Chapter of National Association of Cost Accountants [Transcription] (Government Records)
February 23, 1950
Letter from Baldwin B. Bane to Charles J. Odenweller, Jr. regarding David Colby v. Raymond Klune and 20th Century Fox Film Corporation [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Baldwin B. Bane to Charles J. Odenweller, Jr. regarding David Colby v. Raymond Klune and 20th Century Fox Film Corporation [Transcription] (courtesy of the National Archives and Records Administration)