www.sechistorical.org

Programs

• 2001
• 2002
• 2003
• 2004
• 2005
• 2006
• 2007
• 2008
• 2009
• The Best of NERA

7 records in this section.

21 October 2008

Fireside Chat - SEC Office of Compliance Inspection and Examinations

Moderator: Theresa Gabaldon

Presenter(s): John Walsh

• audio (mp3)
• edited transcript (pdf)

23 September 2008

Fireside Chat - SEC Division of Enforcement

Moderator: Theresa Gabaldon

Presenter(s): Irving Pollack

• audio (mp3)
• edited transcript (pdf)

29 July 2008

The Best of NERA 2008

Moderator: Theresa Gabaldon

Presenter(s): Elaine Buckberg, Stephanie Lee, Chudozie Okongwu

• audio (mp3)
• edited transcript (pdf)

05 June 2008

Exemptive Authority - The Mandate of the Division of Investment Management (Ninth Annual Meeting)

Moderator: Martin Lybecker

Presenter(s): Kenneth Berman, Kathleen Moriarty, Robert Plaze

• audio (mp3)
• edited transcript (pdf)

20 May 2008

Fireside Chat - SEC Regional Offices

Moderator: Theresa Gabaldon

Presenter(s): Mary Keefe, Michael Wolensky

• audio (mp3)
• edited transcript (pdf)

22 April 2008

Fireside Chat - SEC Office of International Affairs

Moderator: Theresa Gabaldon

Presenter(s): Felice Batlan, Michael Mann

• audio (mp3)
• edited transcript (pdf)

11 March 2008

Fireside Chat - SEC Office of the General Counsel

Moderator: Theresa Gabaldon

Presenter(s): Daniel Goelzer, Giovanni Prezioso

• audio (mp3)
• edited transcript (pdf)