Hear from some of the persons who have and continue to impact the regulation of the financial markets, including:
"Government officials have been so puzzled by the depressed state of the U.S stock market while the economy has been booming that they felt compelled to make public pronouncements that 'there are bargains out there,' and 'now is the time to buy.' Yet individual investors have not responded to these exhortations of confidence and have been sitting on the sidelines or selling."
- July 24, 1973 The Role of Institutional Investors in the Stock Market
The museum adds papers contributed by Kathryn McGrath, former Director, SEC Division of Investment Management, in anticipation of the 75th anniversary of the enactment of the 1940 Act and the Advisers Act next month, and in preparation for an upcoming Gallery on investment management.
"The success of the investment company industry is in no small measure the result of the industry's excellent record; the industry has generally been free of major scandal for the last two decades. The industry's continued health, however, depends on its meeting the expectation of American investors, many of whom are new to the market. The industry will be continue to be trusted by investors only if it demonstrates that it maintains the highest possible ethical standards and that it operates free from abusive and fraudulent practices."
- September 1994 Personal Investment Activities of Investment Company Personnel
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