Featuring moderator Tom Davenport, Professor, Babson College, along with Dan Sunderland, Chief Auditor, Deloitte & Touche LLP and Will Bible, Partner, Deloitte & Touche LLP.
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"As each of us - securities professionals, corporate executives, investors, government regulators, and private citizens - struggles with the challenges facing the securities industry, it is key that we bear in mind the role which those markets play as an element in our overall social fabric. In our economy, the securities markets serve as the vehicle through which capital is channeled from private hands into what are, ultimately, national priorities - the creation of jobs, the provision of equipment and facilities necessary to produce the goods and services which define our standard of living, and the assurance of economic security for our citizens. In that sense, it is not an overstatement to say that the securities markets are at the heart of our society."
- Harold M. Williams (Address to the Securities Industry Association, December 1, 1977)
Moderator: Joel Reidenberg. Presenters: Meredith Cross, Susan Axelrod, Michael PieciakWatch The Recording
July 30, 2017 marked the 15th anniversary of the enactment of the Sarbanes-Oxley Act (SOX), legislation responding to high-profile financial scandals in several major public companies.Visit the Exhibit
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