Current Issues in Broker-Dealer Enforcement

© William Manning/Corbis

Timothy Burke
Bingham McCutchen LLP
Andrew Ceresney
Director, SEC Division of Enforcement
Eric Grossman
Morgan Stanley
Joaquin Sena
Bank of America

Moderated by

Eric Roiter
Boston University School of Law

Bingham Presents is made possible through the generous support of Bingham McCutchen LLP.



Current Issues in Broker-Dealer Enforcement

September 24, 2009 Bingham Presents 2009: New World of Financial Regulation

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