Programs

OPENING THE DOOR

Roles of Women in Securities Regulation


Early 1960s SEC Assistants


Stacy Chittick
Associate Vice President, FINRA
Angela Goelzer
Vice President, FINRA
Marianne Smythe
Former Director, SEC Division of Investment Management

Moderated by

Teresa Koncick
Curator, The Open Door: Roles of Women in Securities Regulation Gallery
Oral Histories

LISTEN TO THE VOICES


© Found Image Press/Corbis

Hear from some of the women and men who have and continue to oversee the regulation of the municipal securities markets, including:

David Clapp
Former Partner, Goldman Sachs & Co., and former Chairman, Municipal Securities Rulemaking Board
Martha Mahan Haines
Adjunct Professor of Law, Indiana University Maurer School of Law, and former Assistant Director and Chief, SEC Office of Municipal Securities
Margaret Henry
Senior Vice President and Assistant General Counsel, Jefferies LLC, and former General Counsel, Market Regulation, Municipal Securities Rulemaking Board
Lynnette Kelly
Executive Director, Municipal Securities Rulemaking Board
Ernesto Lanza
Deputy Executive Director, Municipal Securities Rulemaking Board
Paul Maco
Partner, Bracewell & Giuliani LLP, and former Director, SEC Office of Municipal Securities
Robert Dean Pope
Partner, Hunton & Williams LLP, and former Vice Chairman, Municipal Securities Rulemaking Board
Christopher Taylor
Former Executive Director, Municipal Securities Rulemaking Board

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