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New in the Museum

Listed below are materials that have been added to the virtual museum this month.

Galleries (1)
Papers (26)
Photos (1)
Oral Histories (3)

Galleries

New Material in The Bright Image: The SEC, 1961-1973

1971 "Can Regulatory Agencies Protect the Consumer?" (wmv | 67 minutes) with Manuel F. Cohen, former SEC Chairman; and Dr. George J. Stigler, University of Chicago, Chicago School of Economics; moderated by Peter Lisagor; part of the Washington Debates for the 70's, produced by the American Enterprise Institute (with permission of the American Enterprise Institute and courtesy of the National Archives and Records Administration)

Mr. Cohen and Dr. Stigler debate the Federal government's role in the free enterprise system, the power of regulatory agencies, and the effect of regulatory agencies on consumers. Questions are presented by Louis Dombrowski, Chicago Tribune; Chester Earle, American University; Roger Cramton, Administrative Conference of the United States; Walter Wingo, U.S. News and World Report; and Joost Polak, Newhouse Newspapers.

Papers

February 19, 1986: SEC Roundtable on Market Rumors and Trading Halts
[image] (pdf) (Courtesy of David B.H. Martin)
July 5, 1990: Letter from Benjmain F. Edwards III, A.G. Edwards & Sons, Inc. to U.S. Senator Christopher Dodd prior to Senate Subcommittee on Securities hearing
[image] (pdf) (Anonymous)
July 11, 1990: Statement of Wayne P. Luthringshausen, Options Clearing Corporation before the U.S. Senate Committee on Banking, Housing and Urban Affairs
[image] (pdf) (Anonymous)
July 11, 1990: Summary of testimony of Robert G. Kirby, Capital Guardian Trust Company to the U.S. Senate Subcommittee on Securities hearing
[image] (pdf) (Anonymous)
July 11, 1990: Testimony of James R. Jones, American Stock Exchange, Inc. on the Capital Markets Competition, Stability and Fairness Act of 1990
[image] (pdf) (Anonymous)
July 11, 1990: Testimony of Joseph Hardiman, NASD on the Capital Markets Competition, Stability and Fairness Act of 1990
[image] (pdf) (Anonymous)
July 11, 1990: Summary of testimony of John W. Bachman, Edward D. Jones & Co. on the Capital Markets Competition, Stability and Fairness Act of 1990
[image] (pdf) (Anonymous)
December 6, 1991: Short-Selling Activity in the Stock Market: Market Effects and the Need for Regulation (Part I) - Eleventh Report by the Committee on Government Operations
[image] (pdf) (Anonymous)
February 24, 1993: Letter from U.S. Senator Christopher Dodd to Thomas N. Richmond, Jr., McDonald & Co. Securities, Inc. on hearing on the issue of small business access to capital
[image] (pdf) (Anonymous)
March 4, 1993: Testimony of Marianne K. Smythe, Driector, SEC Division of Investment Management concerning the Small Business Incentive Act of 1993
[image] (pdf) (Anonymous)
October 28, 1993: Testimony of Jonathan L. Fiechter, Acting Director, Office of Thrift Supervision concerning derivative securities activities
[image] (pdf) (Anonymous)
October 28, 1993: Statement of Sheila C. Bair, Acting Chairman, Commodity Futures Trading Commission on bank derivative activities
[image] (pdf) (Anonymous)
December 20, 1993: Letter from Joseph R. Hardiman, The Nasdaq Stock Market to U.S. Senators Christopher Dodd and Pete Domenici on the effect of abusive litigation on the stock market
[image] (pdf) (Anonymous)
April 14, 1994: Statement of Matthew P. Fink, Investment Company Institute at hearing on H.R. 3447 "The Securities Regulatory Equality Act of 1993"
[image] (pdf) (Anonymous)
May 1994: The Large Firm Project: A Review of Hiring, Retention and Supervisory Practices - Report by the SEC Divisions of Market Regulation and Enforcement
[image] (pdf) (Anonymous)
May 12, 1994: Statement by U.S. Senator Howard Metzenbaum on the Supreme Court's Central Bank of Denver decision
[image] (pdf) (Anonymous)
June 24, 1994: Letter from Kathryn Fulton, SEC Office of Legislative Affairs to Elisse Hoffman and Timothy Forde, Counsel, U.S. House of Representatives Subcommittee on Telecommunications and Finance with timeline of bank securities activities in connection with conside
[image] (pdf) (Anonymous)
September 12, 1994: "Preserve Mutual Fund Market Integrity" - Remarks by SEC Commissioner Richard Y. Roberts to the Bank Securities Association 1994 National Compliance Conference
[image] (pdf) (Anonymous)
December 3, 1994: Report from the NASD to the Securities Industry Association Conference
[image] (pdf) (Courtesy of Joseph R. Hardiman)
January 18, 1995: Statement of U.S. Senator Pete Domenici on introduction of the Private Securities Litigation Reform Act of 1995
[image] (pdf) (Anonymous)
May 16, 1995: Letter from Stuart Kaswell, Securities Industry Association to Brandon Becker, SEC Division of Market Regulation on broker-dealer payments to customers
[image] (pdf) (Anonymous)
November 11, 1995: Report from Joseph R. Hardiman, NASD to the Securities Industry Association Conference
[image] (pdf) (Courtesy of Joseph R. Hardiman)
November 28, 1995: Memorandum of understanding between the Securities and Exchange Commission, American Stock Exchange, Chicago Board Options Exchange, National Association of Securities Dealers, New York Stock Exchange and the North American Securities Administrators Assoc
[image] (pdf) (Anonymous)
November 8, 1996: Closing Statement by Joseph R. Hardiman, NASD to the Securities Industry Association Conference
[image] (pdf) (Courtesy of Joseph R. Hardiman)
November 8, 1996: Opening Statement by Joseph R. Hardiman, NASD to the Securities Industry Association Conference
[image] (pdf) (Courtesy of Joseph R. Hardiman)
January 23, 1997: "The Future of Self Regulation" - Address by Joseph R. Hardiman, NASD to the Securities Regulation Institute
[image] (pdf) (Courtesy of Joseph R. Hardiman)

Photos

April 29, 1964: SEC Commission

Hugh F. Owens, Byron D. Woodside, William L. Cary, Manuel F. Cohen and Jack M. Whitney III
(Courtesy of Mark K. Kessler )