New in the Museum


Papers

March 10, 1971
Institutional Investor Study of the Securities and Exchange Commission

(Courtesy of Kathryn McGrath)

July 1971
Review of SEC Records of the Demise of Selected Broker-Dealers

(Courtesy of Kathryn McGrath)

December 1971
Study of Unsafe and Unsound Practices of Brokers and Dealers - SEC Report and Recommendations

(Courtesy of Kathryn McGrath)

January 18, 1973
image pdf (Courtesy of Kathryn McGrath)
July 24, 1973
image pdf (Courtesy of Kathryn McGrath)
February 5, 1979
image pdf (Courtesy of Kathryn McGrath)
November 7 and 8, 1979
Small Business Investment Incentive Act - Hearings before the U.S. House of Representatives Subcommittee on Consumer Protection and Finance

(Courtesy of Kathryn McGrath)

October 1982
The Silver Crisis of 1980 - Report of the SEC Staff

(Courtesy of Kathryn McGrath)

April 15, 1986
image pdf (Courtesy of Kathryn McGrath)
February 12, 1988
image pdf (Courtesy of Kathryn McGrath)
September 1994
image pdf (Courtesy of Kathryn McGrath)
June 20, 1995
image pdf (Courtesy of Kathryn McGrath)
February 2000
image pdf (Courtesy of Kathryn McGrath)
June 28, 2001
image pdf (Courtesy of Kathryn McGrath)
September 17, 2001
image pdf (Courtesy of Kathryn McGrath)
March 5, 2002
image pdf (Courtesy of Kathryn McGrath)
March 6, 2002
image pdf (Courtesy of Kathryn McGrath)
March 20, 2002
image pdf (Courtesy of Kathryn McGrath)
March 21, 2002
image pdf (Courtesy of Kathryn McGrath)
April 17, 2002
image pdf (Courtesy of Kathryn McGrath)
May 14, 2002
image pdf (Courtesy of Kathryn McGrath)
September 29, 2003
image pdf (Courtesy of Kathryn McGrath)

Oral Histories

21 May 2015

David Becker

13 April 2015

Roel Campos

07 April 2015

Edward Fleischman

29 April 2015

Juan Marcelino

06 May 2015

Giovanni Prezioso

27 May 2015

David Ruder

29 April 2015

Erik Sirri

14 May 2015

Richard Walker

15 May 2015

Steven Wallman

Programs

June 4, 2015

The Remaking of the Municipal Market (Sixteenth Annual Meeting)

Moderator: Kenneth Durr

Presenter(s): Marcy Edwards, W. Bartley Hildreth, Lynn Hume

Permission for Use

The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.

Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.

Material used with the Society's permission should be credited to: www.sechistorical.org.

Download mp3 file

Close