As part of a new gallery soon to open on the history of the U.S. Securities and Exchange Commission’s Regional Offices, the SEC Historical Society and Northwestern University Pritzker School of Law invite you to attend a special program on the evolution of the Chicago Regional Office. Please join us for a moderated conversation with current and former leaders of the office who will discuss a range of topics that have impacted and defined the office over time, including its unique focus areas, seminal enforcement cases and examination initiatives, critical challenges, evolving programs and staffing, unique traditions and culture, and working relationships with SEC headquarters, state and local authorities, exchanges, and other entities. (Illinois CLE credit available for in-person attendance.)
This program is made possible through the generous support of Peter K.M. Chan, Charles River Associates, Northwestern University Pritzker School of Law and Lori A. Richards.
The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.
Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.
Material used with the Society's permission should be credited to: www.sechistorical.org.