Securities and Exchange Commission Historical Society

This Week in SEC History

January 18, 1989 - SEC proposes Enforcement Remedies amendments. Today in 1989, the SEC proposed to Congress a set of new remedies, including more flexible financial penalties. The result was the Securities Enforcement Remedies and Penny Stock Reform Act, signed by President George H. W. Bush on October 15, 1990.

Program

The Society Welcomes New Board Officers, Trustees and Advisors (as of January 1, 2022)



2022 Officers of the Board of Trustees

New Trustees

(Full Board of Trustees)

New Advisors

(Full Board of Advisors)

Program

The Commission’s Advocates: Ferber, Gonson, Stillman, and the SEC Solicitor’s Office


On November 18, 2021 the SEC Historical Society conducted a live broadcast on the evolution of the SEC Solicitor’s Office, focusing especially on the careers of the Commission’s first three Solicitors: David Ferber (Solicitor from 1964 – 1980), Paul Gonson (Solicitor from 1980 – 1999), and Jacob H. Stillman (Solicitor from 1999 – 2014). Panelists included David M. Becker, Michael A. Conley, Daniel L. Goelzer, and Harvey L. Pitt, and was moderated by historian Kenneth Durr.


Program

A Decade of SEC Enforcement Specialization


This program explores the evolution, successes and challenges of the Division’s specialized units over the last decade.

This program is made possible with the support of Morgan, Lewis and Bockius, LLP.

Program

September 11 - 20 Years Later: A Lesson in Crisis Leadership


September 11, 2021 marked the 20th anniversary of the suicide bombings carried out by al Qaeda terrorists. Co-hosted by ASECA and the SEC Historical Society, this program featured key figures of the U.S. financial system who led our markets in the hours, days and weeks following the attacks.


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