Securities and Exchange Commission Historical Society
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This Week in SEC History

April 26, 1973 - the Chicago Board Options Exchange (CBOE) opened. Dealing in equities options had previously been rare, so the SEC faced an unprecedented regulatory challenge. The Commission proceeded cautiously as detailed in the “Governing a New Market” room in our SRO Gallery.

Announcement
The SEC Commission in Fall 2002: Paul Atkins, Cynthia Glassman, Harvey L. Pitt, Harvey Goldschmid and Roel Campos.
The SEC Commission in Fall 2002: Paul Atkins, Cynthia Glassman, Harvey L. Pitt, Harvey Goldschmid and Roel Campos.

Paul Atkins, a former SEC Commissioner,
has been confirmed as the new SEC Chair.

Oral History
October 23, 2024
David Glockner

David Glockner - Oral History

In his oral history, David Glockner reflects on his role as the Director of the SEC Chicago Regional Office from 2013 to 2017.

Watch the Interview

Thank you to our sponsors: Kristofer Swanson, Vice President and Practice Leader at Charles River Associates, and Venable LLP.


Program
November 13, 2024, 12:00pm ET
Morgan Lewis: SEC Historical Society - Regional Offices Roundtable

The SEC Historical Society hosted a virtual special program bringing together the leadership of the Boston, New York, Atlanta, and Philadelphia Regional Offices for a roundtable discussion as part of the new gallery on the history of the SEC’s Regional Offices.

Watch the Webinar
(Hosted by Morgan Lewis)

This presentation is made possible with the generous support of Morgan Lewis.

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MAY 30, 2023

Securities and Exchange Commission Historical Society Mourns the Passing of Society Founder, Harvey L. Pitt

READ STATEMENT

MAKE A DONATION IN MEMORY OF HARVEY PITT

Harvey Pitt, wearing a suit, standing next to an SEC seal, holding a pipe.
Harvey L. Pitt at the SEC in 1970
Program
June 6, 2024

The 90th Anniversary of the SEC Celebration Program

The SEC logo with the 90th Anniversary crest.

The U.S. Securities and Exchange Commission commemorated the 90-year anniversary of the Securities Exchange Act and the creation of the SEC. The event included panel discussions featuring former SEC chairs and experts on the SEC’s history.

Watch the Program


Exhibit
Recorded: March 12, 2024

Randall J. Fons, Oral History
with Dr. Kenneth Durr

Randall J. Fons headshot.

Randy Fons shares a unique perspective, having served in senior leadership positions at three regional SEC offices. Two of the regional offices at the time covered district offices that are now also regional offices.

Watch the Interview

SEC Historical Society

2023 Financial Statements

Independent auditor's report (pdf).

Video

What is the SEC Historical Society?

Gallery

Securities Arbitration Clinics: Commemorating 25 Years of Law Students Aiding Investors

Visit the Gallery

Photo of the main entrance with a US flag.

We've Moved - Please update your records.

SEC Historical Society, 1455 Pennsylvania Avenue NW #400, Washington, DC 20004

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