Securities and Exchange Commission Historical Society

Explore our exhibits and delve into our archives of papers, conversations, photos, oral histories and more.

2026 “Ike” Hunt Hall of Honor recipients announced.

Learn more

FINRA donates primary sources on the creation of NASD

Featured Exhibition
Photo credit: Peter Tenzer/Minneapolis Fed

Retrospective: Arthur Levitt

Digital Archives

This month in 1939...

This week in 1939, the President Franklin Roosevelt signed the Trust Indenture Act, forbidding bond issuers from making public offerings without a formal agreement. SEC Chair William O. Douglas assured Roosevelt that it would make “trustees more active in protection of the interests of security holders.”

live version