Securities and Exchange Commission Historical Society

Exhibits

September, 2020

Irving M. Pollack: Father of the SEC Division of Enforcement

September, 2020

Chronology of Enforcement Directors from Division Inception in 1972 Through 2016

August, 2020

20th Anniversary of Regulation Fair Disclosure

June, 2020

Documents from Historic Insider Trading Cases - United States v. Newman & Chiarella v. United States

February, 2020

David S. Ruder (May 5, 1929 - February 15, 2020)


January, 2018

The Investment Company Act of 1940 and Investment Company Compliance Course

September, 2017

Retrospective: Harold M. Williams


July 30, 2017

15TH Anniversary of the Sarbanes-Oxley Act

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