Baker McKenzie's Chicago office hosted the SEC Historical Society and guests for an exclusive oral history screening on October 14.
The evening featured a screening of curated highlights from the oral histories of Randall Fons, former Regional Director of the SEC’s Denver Office, and David Glockner, former Regional Director of the SEC’s Chicago Office. These firsthand accounts offer unique insights into the evolution of financial regulation, enforcement, examinations and the SEC’s role in shaping market integrity.
Attendees enjoyed networking with local SEC alumni, and peers across the enforcement and regulatory community.
Watch David Glockner's oral history and Randy Fons.
The SEC Historical Society, through its virtual museum, preserves the history of financial regulation. The Society is a 501(c)(3) non-profit organization separate from the SEC.
