The SEC’s Office of Compliance Inspections and Examinations (OCIE) was formed in 1995, consolidating all of the Commission’s examination and inspection activities in a single unit. On December 17, 2020, OCIE was renamed the Division of Examinations. It is now the Commission’s second largest unit, with more than 1,000 employees, operating in Washington, DC and each of the Commission’s 11 regional offices. Please join the Securities and Exchange Commission Historical Society on Tuesday, October 11 for a special program focused on the recent evolution of OCIE to the Division of Examinations. (CLE credit in NJ, NY, and PA will be offered for in-person attendance.)
Registration (To attend in person)
No registration necessary to view the webast live on this website on October 11 at 5:00 PM (ET).
This program is made possible with a grant from Morgan, Lewis, and Bockius, LLP.
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