Wednesday, November 1, 2023
5:00pm PT - Registration
5:30pm PT - Panel Discussion
7:00pm PT - Reception
Spear Street Tower, 28th Floor
San Francisco, CA 94015
In celebration of a new gallery on the history of the US Securities and Exchange Commission’s Regional Offices, the SEC Historical Society invites you to attend a special program on the evolution of the San Francisco Regional Office.
The office has jurisdiction over Northern California, Washington, Oregon, Alaska, Montana, and Idaho and has been involved in some of the most high-profile SEC investigations of Silicon Valley companies.
Please join us for a conversation with the current and five former regional directors of the office, whose leadership of the San Francisco Regional Office spans the last 30 years. They will discuss a range of topics that have impacted and defined the office over time.
CLE credit in CA, CT, FL, IL, NJ (via reciprocity), NY, PA, and TX is pending approval.
QUESTIONS? For more information, please contact Kate Koster.
This presentation is made possible with the support of Morgan Lewis.
The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.
Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.
Material used with the Society's permission should be credited to: www.sechistorical.org.