Securities and Exchange Commission Historical Society

Exhibits

November, 2022

Financial Reporting: A View from the SEC’s Chief Accountant

February, 2022

Isaac C. Hunt, Jr.
August 1, 1937 – October 29, 2017


April, 2021

The Founding of the Securities and Exchange Commission Historical Society 1998 - 2002

September, 2020

Irving M. Pollack: Father of the SEC Division of Enforcement


September, 2020

Chronology of Enforcement Directors from Division Inception in 1972 Through 2016

August, 2020

20th Anniversary of Regulation Fair Disclosure


June, 2020

Documents from Historic Insider Trading Cases - United States v. Newman & Chiarella v. United States

February, 2020

David S. Ruder (May 5, 1929 - February 15, 2020)


January, 2018

The Investment Company Act of 1940 and Investment Company Compliance Course

September, 2017

Retrospective: Harold M. Williams


July 30, 2017

15TH Anniversary of the Sarbanes-Oxley Act

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