www.sechistorical.org

Papers

• pre1930s
• 1930s
• 1940s
• 1950s
• 1960s
• 1970s
• 1980s
• 1990s
• 2000s
• 2010s

January 20, 2010

Letter from Norman Poser with his January - April 1966 diary as consultant to Central Bank of Brazil

[transcript] (pdf) (Courtesy of Norman Poser)

May 7, 2010

"Swimming in Uncharted Waters: Ethics and the Life of the Lawyer in the Current Markets" - Remarks by Harvey L. Pitt at the 42nd Annual Rocky Mountain Securities Conference

[transcript] (pdf) (Courtesy of Harvey Pitt)

May 18, 2010

Preliminary Findings Regarding the Market Events of May 6, 2010 - Report of the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory Issues

[image] (pdf) (Government Records)

May 20, 2010

Examining the Causes and Lessons of the May 6th Market Plunge - Statement of SEC Chairman Mary Schapiro before the Subcommittee on Securities, Insurance and Investments of the U.S. Senate Committee on Banking, Housing and Urban Affairs

[image] (pdf) (Government Records)

July 2010

An Introduction to DTCC Services and Capabilities

[image] (pdf) (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)

March 3, 2011

Financial Accounting Standards Board - Board Member, with Term of Service and Former Position

[image] (pdf) (Courtesy of the Financial Accounting Foundation Library)

May 16, 2011

Financial Accounting Standards Board Majority/Super Majority Voting History

[image] (pdf) (Courtesy of the Financial Accounting Foundation Library)

November 2011

Silver Screen: How Films Shape Public Perception of Financial Regulation in the 20th and 21st Centuries - Loren E. Miller

• Introduction [transcript] (pdf)
• Films [document] (pdf)