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1970s: Andrew Barr
1970s: Anne Jones
1970: Hamer Budge with SEC Staff

Alan Levenson, Richard Rowe, Hamer Budge and Andrew Steffan

(Courtesy of Richard Rowe )
1970s: Harvey L. Pitt
1970s: John "Sandy" Burton
1970s: John Shinkle

(Courtesy of the Practising Law Institute )
1970s: Richard Rowe

(Courtesy of Richard Rowe )
1970: SEC Commission

James J. Needham, Hugh F. Owens, Hamer Budge, Richard B. Smith and Albert Sydney Herlong
Early 1970s: SEC Division of Corporation Finance Meeting

Andrew Steffan, Chief Financial Analyst; Richard Rowe, Associate Director; Neal McCoy, Chief Counsel.

(Courtesy of Richard Rowe )
Early 1970s: SEC Hearing on Corporate Governance in Washington, D.C.

(front row) Peter Romeo, Ann Glickman, Janet Zimmer, Richard Nesson and Barbara Lucas; Roberta Karmel is in center in second row

(Courtesy of Richard Nesson )
July 16, 1971: Ted Humes

(Courtesy of the Library of Congress )
August 1971: SEC Commission

James J. Needham, Hugh F. Owens, William J. Casey, Richard B. Smith and Albert Sydney Herlong
1972: Andrew Barr and William J. Casey
1972: SEC "Hot Issues" Public Hearing

Karl Stewart, Richard Nesson and Mario Mirabelli

(Courtesy of Richard Nesson )
1972: SEC Commission

Albert Sydney Herlong, Hugh F. Owens, William J. Casey, James J. Needham and Philip A. Loomis, Jr.
1972: William J. Casey
September 18, 1972: Charles Whitman III

(Courtesy of Charles Whitman III )
October 4, 1972: SEC Staff Meeting

(left to right) Alan Rosenblat, Chief Counsel, Division of Investment Management; Lew Mendelson, Assistant Director, Division of Investment Management; Sydney Mendelsohn, Assistant Director, Division of Investment Management; Allan Mostoff, Director, Division of Investment Management; Aaron Levy, Director, Division of Corporate Regulation; Karl Smeltzer, Chief Financial Assistant, Division of Investment Management; Phil Gross, Special Counsel, Division of Enforcement; Bernard Wexler, Director, Office of Policy Planning; and Sandra Monse, Staff Assistant, Division of Investment Management

(Photo and identification courtesy of Karl Smeltzer )
1973: Chicago Board Options Exchange

(Courtesy of Chicago Board Options Exchange )
1973: Chicago Board Options Exchange Opening Day

CBOE President Joseph W. Sullivan, SEC Chairman G. Bradford Cook, Illinois Governor Dan Walker and CBOE Chairman Owen H. Nichols

(Courtesy of Chicago Board Options Exchange )
1973: Joseph W. Sullivan, President, Chicago Board Options Exchange

(Courtesy of Chicago Board Options Exchange )
1973: SEC Commission

Philip A. Loomis, Jr., Hugh F. Owens, G. Bradford Cook, Jr., Albert Sydney Herlong and John R. Evans
1973: U.S. Supreme Court

(standing) Justice Lewis Powell, Justice Thurgood Marshall, Justice Harry Blackmun, Justice William Rehnquist; (seated) Justice Potter Stewart, Justice William Douglas, Chief Justice Warren Burger, Justice William Brennan, Justice Byron White

(Courtesy of Library of Congress )
September 4, 1973: Swearing-in ceremony for SEC Chairman Ray Garrett, Jr.

Philip A. Loomis, Jr., Ray Garrett, Jr., Virginia Garrett, Hugh Owens and John R. Evans

(Photo and identification courtesy of Nancy Garrett Worcester )
September 1973: SEC Commission

John R. Evans, Hugh F. Owens, Ray Garrett, Jr., Philip A. Loomis, Jr. and A.A. Sommer, Jr.
1974: Mahlon Frankhauser

(Courtesy of Practising Law Institute )
1974: Michael J. Connel

(Courtesy of Practising Law Institute )
1974: SEC 40th Anniversary Celebration
1974: SEC Commission

A.A. Sommer, Jr., Philip A. Loomis, Jr., Ray Garrett, Jr., John R. Evans and Irving M. Pollack
1974: SEC Division of Corporation Finance

(seated) Morton Koeppel; (standing, left to right) Bill Carter, Joe Hock, Becky Fleck, Alan Cohen, Jim McCabe, Paul Belvin, Letty Lynn, Mark Warner, Tom Klee and Laurence Lese

(Photo and identification courtesy of Morton Koeppel )
1974: Stanley Sporkin and Ray Garrett, Jr.

Presentation of Distinguished Service Award
March 30, 1974: Maurice Stans and G. Bradford Cook, Jr.

Former Commerce Secretary Maurice Stans listens as former Securities and Exchange Commission Chairman G. Bradford Cook testifies at the Stans-Mitchell influence-peddling trial. Under a withering defense cross-examination, Cook testified he lied repeatedly about a $200,000 Nixon campaign contribution from financier Robert Vesco that ended Cook's meteoric career last year. Courtroom sketch by Richard Tomlinson for WNEW-TV News. (UPI)

(Sketch and text with permission of Bettman/CORBIS; use restricted to the virtual museum and archive at www.sechistorical.org )
1975: J. Rowland Cook

(Courtesy of Practising Law Institute )
1975: Jean Gleason

(Courtesy of Practising Law Institute )
October 28, 1975: Swearing-in ceremony for SEC Chairman Roderick M. Hills

(starting second from left) Vice President Nelson Rockefeller, retired U.S. Supreme Court Justice Stanley Reed, the Honorable Carla Hills, SEC Chairman Roderick M. Hills and President Gerald R. Ford, outside the White House. Mr. Hills served as law clerk to Justice Reed from 1955 to 1957.

(Courtesy of Roderick M. Hills )
November 24, 1975: SEC Commission

A. A. Sommer, Jr., Philip A. Loomis, Jr., Roderick M. Hills, John R. Evans and Irving M. Pollack
November 3, 1976: Richard Rowe

(Courtesy of Richard Rowe )
1977: SEC Commission

Irving M. Pollack, Philip A. Loomis, Jr. Harold M. Williams, John R. Evans and Roberta S. Karmel
July 5, 1977: President Carter meeting with Roberta Karmel

(Courtesy of Jimmy Carter Presidential Library )
November 1977: A.A. Sommer, Jr. and Harold Williams

Presentation of report from the SEC Advisory Committee on Corporate Disclosure
November 1977: SEC Advisory Committee on Corporate Disclosure

(standing, left to right) Mary "Mickey" Beach, Philip A. Loomis, Jr., John R. Evans, Robert Karmel and Harold Williams; (seated) Alan Levenson, (unidentified), A.A. Sommer, Jr., (unidentified) and John "Sandy" Burton
November 1977: SEC Commission

Philip A. Loomis, Jr., Harold M. Williams, John R. Evans and Irving M. Pollack
May 2, 1978: SEC General Counsel's Office

David Ferber (seated - third from right); Paul Gonson (seated - third from left); Harvey Pitt (seated - fourth from right); Robert Pozen (seated - far right); Alan Rosenblat (seated - second from left); James Schropp (seated - far left); Jacob Stillman (seated - second from right); Michael Wolensky (standing - far right)
December 5, 1978: Sarah Weddington meeting with the Task Force on Women

(Courtesy of Jimmy Carter Presidential Library )
1979: Chicago Board Options Exchange

(Courtesy of Chicago Board Options Exchange )
1979: Jack Ferguson
1979: James H Perry
1979: Roberta Karmel
1979: SEC Commission

Roberta S. Karmel, Harold M. Williams, Philip A. Loomis, Jr., Irving M. Pollack and John R. Evans
Late 1970s: SEC Hearing

John R. Evans (second from right); Richard H. Rowe (second from left); Harold M. Williams (center)

(Courtesy of Richard Rowe )
1979: Stephen L. Hammerman, SEC New York Regional Office

(Courtesy of Ira Hammerman )
1979: Swearing-in ceremony for SEC Commissioner John Evans

Roberta S. Karmel, Philip A. Loomis, Jr., U.S. Supreme Court Chief Justice Warren E. Burger, John R. Evans, Harold M. Williams and Irving M. Pollack

(Courtesy of Roberta Karmel )

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