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401 to 500 of 812 records

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May 19, 1966
Memo to Thomas Hart, SEC Chicago Regional Ofice from Sydney Mendelsohn, Division of Corporate Regulation on speculative or "hedge" funds
transcript pdf (Courtesy of National Archives and Records Administration)
June 21, 1966
Letter from G. Keith Funston, New York Stock Exchange to SEC Chairman Manuel Cohen
document pdf (Courtesy of Eugene Rotberg)
May 23, 1966
Memo from Pollack to Commission re Give-up rules
image pdf (Courtesy of the National Archives and Records Administration)
May 24, 1966
Address by SEC Chairman Manuel Cohen to 19th Annual Conference of Financial Analysts Federation
transcript pdf (AICPA Collection, University of Mississippi)
May 24, 1966
Address by SEC Chairman Manuel F. Cohen before the 19th Annual Conference of the Financial Analysts Federation
image pdf (Courtesy of Stephen A. Zeff)
June 1966
NASD News
image pdf (Courtesy FINRA)
June 22, 1966
Memo from Edward Gilleran on cooperative arrangements with New York Stock Exchange and other exchanges
image pdf (Courtesy FINRA)
June 28, 1966
Address by SEC Chairman Manuel F. Cohen before American Society of Corporate Secretaries
document pdf (Courtesy of William Joseph)
June 30, 1966
32nd Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
June 30, 1966
Letter from Irving M. Pollack, SEC Division of Trading and Markets, to John Birmingham, New York Stock Exchange
document pdf (Courtesy of Eugene Rotberg)
June 30, 1966
Memo from Gardner Ackley to President Johnson on the stock market decline
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
July 5, 1966
Securities and Exchange Commission, Plaintiff against Texas Gulf Sulphur Company, et al. - Post-Trial Memorandum for defendant Francis G. Coates
image pdf (Courtesy of Donald Strauber)
July 28, 1966
Letter from Phelan to Rotberg re Give-ups
image pdf (Courtesy of the National Archives and Records Administration)
August 8, 1966
Letter from John Birmingham, New York Stock Exchange, to Irving M. Pollack, SEC Division of Trading and Markets
document pdf (Courtesy of Eugene Rotberg)
August 8, 1966
Texas Gulf Sulphur Opinion (Judge Bonsal)
document pdf (Courtesy of Roberta Karmel)
August 22, 1966
Letter of Protest from C.H. Goppert to President Johnson on government spending
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
August 30, 1966
Office of General Counsel Memo re Texas Gulf Sulphur Opinion
document pdf (Courtesy of Roberta Karmel)
August 30, 1966
Office of General Counsel Memo re Texas Gulf Sulphur Opinion
document pdf (Courtesy of Roberta Karmel)
September 20, 1966
Letter from SEC Chairman Manuel Cohen to G. Keith Funston, New York Stock Exchange
document pdf (Courtesy of Eugene Rotberg)
October 5, 1966
Address by SEC Chairman Manuel F. Cohen before the 79th AICPA Annual Meeting
image pdf (Courtesy of Stephen A. Zeff)
October 17, 1966
Memo from William E. Becker on AID request for the SEC to receive S.U. Durrani of Pakistan
image pdf (Courtesy of the National Archives and Records Administration)
October 28, 1966
Memorandum from David L. Ratner to SEC Chairman Manuel Cohen on Takeover Bid Legislation
document pdf (Courtesy of David Ratner)
November 16, 1966
Institutional Investing and the Securities Markets - Remarks of G. Keith Funston, President, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
November 17, 1966
Statement of NASD to the SEC regarding "Public Policy Implications of Investment Company Growth"
image pdf (Government Records)
November 18, 1966
Letter from Robert L. Augenblick and Statement of Francis S. Williams, Investment Company Institute, to the SEC regarding draft of report on mutual funds
image pdf (Government Records)
November 29, 1966
Memo from Joe Califano to President Johnson on the upcoming release of the SEC report on mutual fund regulation
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
November 30, 1966
Letter to SEC from N.J. Kiraly, Ohio Deputy Commissioner of Securities on Investment Company Act of 1940
image pdf (Courtesy of National Archives and Records Administration)
December 1966
NASD News - Special Report
image pdf (Courtesy FINRA)
December 2, 1966
Report of the U.S. Securities and Exchange Commission on the Public Policy Implications of Investment Company Growth; Report of the Committee on Interstate and Foreign Commerce, Pursuant to Section 136 of the Legislative Reorganization Act of 1946, Public

(Government Records)

December 13, 1966
Memo from Doug Nobles to Marvin Watson on appointment of Ezra Weiss to SEC
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
December 15, 1966
Letter from Justice Abe Fortas returning payment to Wolfson Family Foundation
transcript pdf (Earl Warren Papers, courtesy Library of Congress)
December 20, 1966
Protest Letter from Jim Hammers to President Lyndon B. Johnson
image pdf (Government Records)
December 23, 1966
Letter to Daniel V. McNamee, Jr., First Albany Corporation from Philip Loomis, SEC General Counsel on mutual fund report
image pdf (Courtesy of National Archives and Records Administration)
1967
NASD Annual Report
image pdf (Courtesy FINRA)
1967
NASD Notices to Members
image pdf (Courtesy of FINRA)
1967-1999
Securities and Exchange Commission Fort Worth District Office
image pdf (Courtesy of James H. Perry)
1967-1999
Staff of the Fort Worth Regional Office 1967 – 1999
image PDF
January 4, 1967
Letter from Norman Poser, SEC Assistant Director, to Donald L. Calvin, New York Stock Exchange
document pdf (Courtesy of Eugene Rotberg)
January 4, 1967
Letter from SEC Chairman Manuel F. Cohen to Malcolm S. Forbes
image pdf (Government Records)
January 13, 1967
"Development of Accounting Principles in the United States" - Carman G. Blough, Berkeley Symposium on the Foundations of Financial Accounting
image pdf (Courtesy of George P. Fritz)
January 13, 1967
Letter from Louis Loss to SEC Chairman Manuel Cohen introducing H.U. Beg of Pakistan
image pdf (Courtesy of the National Archives and Records Administration)
January 18, 1967
Letter from Robert M. Bishop, New York Stock Exchange, to Norman Poser, SEC
document pdf (Courtesy of Eugene Rotberg)
January 19, 1967
Letter from Irving Pollack, SEC to Robert W. Haack, NASD on draft amendments
transcript pdf (Courtesy FINRA)
January 20, 1967
Letter from Robert W. Haack, National Association of Securities Dealers, to Irving M. Pollack, SEC Division of Trading and Markets
document pdf (Courtesy of Eugene Rotberg)
January 23, 1967
Letter from Lewis D. Gilbert to U.S. Senator John J. Sparkman
image pdf (Government Records)
January 24, 1967
Economic Power in the United States - Adolf Berle
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
January 26, 1967
The SEC and the Accounting Profession - Yesterday and Today - Address by Andrew Barr, SEC Chief Accountant to Banking, Corporation and Business Law Section of New York State Bar Association
transcript pdf (AICPA Collection, University of Mississippi)
January 31, 1967
"The S.E.C. Investment Company Report: An Emphatic Rebuttal," by Vance, Sanders & Company, Inc.
image pdf (Government Records)
February 1, 1967
Letter from Hart Wood, Hawaii Mutual Fund Association, to U.S. Representative Spark M. Matsunaga protesting "Public Policy Implications of Investment Company Growth"
image pdf (Government Records)
February 4, 1967
Protest Graphic from Jim Hammers to Mr. Cohen
image pdf (Government Records)
February 11, 1967
Memo from W.M. Blackburn. Jr. with list of Wall Street equity representatives invited to the White House on February 10th
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
February 16, 1967
"Business, Government and Regulation" - Address by SEC Chairman Manuel F. Cohen before the National Industrial Conference Board
image pdf (Courtesy of Stephen A. Zeff)
February 17, 1967
Letter from William Donaldson, Donaldson Lufkin & Jenrette, Inc. to Charles Ravenel, Office of the Secretary of the Treasury following February 10th White House meeting
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
February 17, 1967
Letter from William Rudd, Investment Planning Corporation, to President Johnson praising the White House for not backing the SEC report on mutual funds
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
February 17, 1967
Letter to U.S. Senator Fred Harris from Charles Thompson, Westamerica Securities, Inc. on SEC investment companies report
image pdf (Courtesy of National Archives and Records Administration)
February 22, 1967
Reply letter to Charles Thompson, Westamerica Securities, Inc. from U.S. Senator Fred Harris
image pdf (Courtesy of National Archives and Records Administration)
February 24, 1967
Letter from Irving M. Pollack, SEC Division of Trading and Markets to Robert W. Haack, National Association of Securities Dealers
document pdf (Courtesy of Eugene Rotberg)
February 24, 1967
Protest Letter from John Y. Williamson to President Lyndon B. Johnson
image pdf (Government Records)
February 27, 1967
Letter from Edward C. Johnson 2nd, Fidelity to Arthur Okun, Council of Economic Advisors following February 10th White House meeting
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
February 27, 1967
Letter from Peter Vermilye, State Street Investment Corporation to Arthur Okun, Council of Economic Advisors following February 10th White House meeting
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
February 27, 1967
Resignation Letter from SEC Commissioner Byron D. Woodside to President Johnson
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
February 28, 1967
Memo from Doug Nobles to W. Marvin Watson recommending appointment of Richard B. Smith to SEC
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
February 28, 1967
Memo from John W. Macy, Jr. to President Johnson recommending appointment of Richard B. Smith as SEC Commissioner, with Mr. Smith's biographical data
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
March 1967
NASD News
image pdf (Courtesy FINRA)
March 1, 1967
Protest letter to SEC Chairman Manuel Cohen from J.E. Hammers, Hammers' Incorporated
image pdf (Courtesy of National Archives and Records Administration)
March 10, 1967
Letter from American Stock Exchange to Robert Block, SEC Division of Trading and Markets requesting preliminary review of proposed Rule 10b-10
transcript pdf (Government Records)
March 15, 1967
Protest letter to President Lyndon Johnson from J.E. Hammers, Hammers' Incorporated
image pdf (Courtesy of National Archives and Records Administration)
March 16, 1967
Protest letter to SEC from J.E. Hammers, Hammers' Incorporated on mutual funds report
image pdf (Courtesy of National Archives and Records Administration)
March 22, 1967
New York Stock Exchange Release backing Senate bill provding more information to stockholders during take-over bids
image pdf (Government Records)
March 30, 1967
Letter to U.S. Senator Fred Harris from Orval Dubois, SEC Secretary in response to Charles Thompson
transcript pdf (Courtesy of National Archives and Records Administration)
April 5, 1967
Reply letter to J.E. Hammers from Orval Dubois, SEC Secretary
image pdf (Courtesy of National Archives and Records Administration)
April 14, 1967
"Take-Over Bids" - Remarks by SEC Chairman Manuel F. Cohen before the Association of the Bar of the City of New York
image pdf (Government Records)
April 21, 1967
Letter from J. William O'Reilly, New York Stock Exchange to Irving M. Pollack, SEC on automation of surveillance of floor trading activities
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
May 1, 1967
Investment Company Act Amendments of 1967
image pdf (Courtesy of the Library of Congress)
May 1, 1967
Letter to the U.S. House of Representatives and U.S. Senate from SEC Chairman Manuel Cohen with legislative proposals for mutual fund shareholders
image pdf (Courtesy of the National Archives and Records Administration)
May 1967
NASD News - Special Report
image pdf (Courtesy FINRA)
May 1, 1967
SEC Release: SEC Submits Legislation Proposals to Congress on Investment Companies
transcript pdf (Courtesy of National Archives and Records Administration)
May 1, 1967
Trends and Future Requirements for Corporate Financial Reporting - Address of Andrew Barr, SEC Chief Accountant to 20th Annual Financial Management Conference
transcript pdf (AICPA Collection, University of Mississippi)
May 12 ,1967
Letter from J. William O'Reilly, New York Stock Exchange to Eugene Rotberg, SEC on speed of sales
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
May 16, 1967
An Age of Shareownership - Welcoming Remarks by G. Keith Funston, President, New York Stock Exchange at symposium commemorating 175th anniversary of founding of the Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
May 19, 1967
Letter from Irving M. Pollack, SEC Division of Trading and Markets to G. Keith Funston, New York Stock Exchange
document pdf (Courtesy of Eugene Rotberg)
May 26, 1967
Letter to U.S. Representative Harley Staggers from J.L. Robertson, Federal Reserve on proposed amendments to Investment Company Act and Investment Advisers Act
image pdf (Courtesy of the National Archives and Records Administration)
June 7, 1967
Letter from Cohen to Stock Exchange Presidents re Give-ups and volume discounts
image pdf (Courtesy of the National Archives and Records Administration)
June 8, 1967
Letter from E.L. Alexander to U.S. Representative Moss supporting the SEC and in protest of NASD
transcript pdf (Government Records)
June 16, 1967
Letter from G. Keith Funston, New York Stock Exchange, to Irving M. Pollack, SEC Division of Trading and Markets
document pdf (Courtesy of Eugene Rotberg)
June 20, 1967
Memorandum by Robert Block, U.S. Securities and Exchange Commission Chief Counsel, on Foreign Broker-Dealers
document pdf (Courtesy of Paul Gonson)
June 26, 1967
Letter to U.S. Representative John Moss from SEC Chairman Manuel Cohen on mutual fund sales
transcript pdf (Courtesy of National Archives and Records Administration)
June 27, 1967
Corporate Financial Reporting: The Developing Debate in "Line of Business" Disclosure - Address by Andrew Barr, SEC Chief Accountant to National Association of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
June 30, 1967
33rd Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 2, 1967
Letter from G. Keith Funston, New York Stock Exchange, to SEC Chairman Manuel Cohen
document pdf (Courtesy of Eugene Rotberg)
July 7, 1967
Letter from SEC Chairman Manuel Cohen to American Stock Exchange, Boston Stock Exchange, Cincinnati Stock Exchange, Detroit Stock Exchange, Midwest Stock Exchange, National Stock Exchange, New York Stock Exchange and Pacific Coast Stock Exchange
document pdf (Courtesy of Eugene Rotberg)
July 21, 1967
Letter from G. Keith Funston, New York Stock Exchange, to SEC Chairman Manuel Cohen
document pdf (Courtesy of Eugene Rotberg)
July 27, 1967
Letter from Parcells to Cohen re Give-ups
image pdf (Courtesy of the National Archives and Records Administration)
August 1, 1967
Letter to U.S. Senator Russell Long from Stanley Surrey, Department of the Treasury on City of Baker, Louisiana municipal bond issue
image pdf (Courtesy of National Archives and Records Administration)
August 3, 1967
Letter from SEC Chairman Manuel F. Cohen to Leonard Sheriff
transcript pdf (Government Records)
August 14, 1967
Protest Letter from Fred K. Kerpen to Francis X. Kelly, SEC
image pdf (Government Records)
August 16, 1967
Letter from Donald Rundle, Chairman for District Committee No. 9, to Robert Gardiner, NASD requesting review of penalties
image pdf (Courtesy FINRA)
August 23, 1967
Letter from SEC Chairman Manuel Cohen to G. Keith Funston, New York Stock Exchange
document pdf (Courtesy of Eugene Rotberg)
August 28, 1967
Letter with Draft of Interpretation and Policy with Respect to Markups and Markdowns from Lloyd Derrickson, National Association of Securities Dealers, to Martin Moskowitz, SEC
document pdf (Courtesy of Eugene Rotberg)
August 29, 1967
Memo to SEC Commission from Division of Corporate Regulation on commission arrangements by affiliates of mutual funds
transcript pdf (Courtesy of National Archives and Records Administration)

401 to 500 of 812 records

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