Securities and Exchange Commission Historical Society


1 to 12 of 12 records

01 November 2005

Fireside Chat - Professional Responsibility

Moderator: Theresa Gabaldon
Presenter(s): Barry Melancon, Thomas Morgan
20 October 2005

Enforcement Remedies

Moderator: Theodore Levine
Presenter(s): Ralph Ferrara, William McLucas, Mary Schapiro, Linda Thomsen
20 September 2005

Fireside Chat - Cross-Border Regulation

Moderator: Theresa Gabaldon
Presenter(s): Louis Bevilacqua, Richard Booth
27 July 2005

The Best of NERA 2005

Moderator: Theresa Gabaldon
Presenter(s): David Ellis, James Jordan, Stephanie Plancich
14 June 2005

Fireside Chat - Regulation FD and Real-Time Disclosure

Moderator: Theresa Gabaldon
Presenter(s): Dixie Johnson, Laura Unger
09 June 2005

Crisis and Resolve - The SEC and the Securities Industry Remember September 11, 2001 (Sixth Annual Meeting)

Moderator: Wayne Carlin
Presenter(s): Edward Kwalwasser, Annette Nazareth, Harvey Pitt, Thomas Russo
27 April 2005

Developments in the Mutual Fund Industry - Recent Developments

Moderator: Matthew Fink
Presenter(s): Kathryn McGrath, Robert Pozen, James Riepe
19 April 2005

Fireside Chat - Executive Compensation

Moderator: Theresa Gabaldon
Presenter(s): Lawrence Mitchell, Kerry Moynihan
29 March 2005

Developments in the Mutual Fund Industry - Money Market Funds

Moderator: Martin Lybecker
Presenter(s): John McGonigle, Robert Plaze, David Silver
22 March 2005

Developments in the Mutual Fund Industry - Insurance Companies

Moderator: Richard Phillips
Presenter(s): Gary Cohen
08 March 2005

Developments in the Mutual Fund Industry - Banks

Moderator: Matthew Fink
Presenter(s): Michael Bleier, Martin Lybecker
15 February 2005

Fireside Chat - Shareholder Rights

Moderator: Theresa Gabaldon
Presenter(s): Nell Minow

1 to 12 of 12 records


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