Securities and Exchange Commission Historical Society


1 to 3 of 3 records

September 20, 2021

September 11 - 20 Years Later: A Lesson in Crisis Leadership

Moderator: David M. Becker
Presenter(s): Harvey L. Pitt, Wayne M. Carlin, Roger W. Ferguson Jr., Annette L. Nazareth, Director
July 22, 2021

Master Class: Lessons in Building a Practice

Moderator: Jina Choi, Partner, Morrison & Foerster LLP and former Director of SEC’s San Francisco’s Regional Office
Presenter(s): Joan McKown, Partner, Jones Day and former Chief Counsel of the SEC’s Division of Enforcement; Susan Resley, Partner, Morgan, Lewis & Bockius and former Enforcement Attorney in the SEC’s Los Angeles Regional Office; Linda Thomsen, Counsel, Davis Polk & Wardwell and former Director of the SEC’s Division of Enforcement; Shirli Weiss, Retired Partner, DLA Piper.
Webinar in Partnership with the Securities and Exchange Commission Historical Society and the Association of SEC Alumni (ASECA)
Courtesy of Morrison & Foerster
March 2, 2021

Standing Up the PCAOB: A Discussion with PCAOB's Founding Board Members and Audit Profession

Presenter(s): On March 2, the Society hosted a live broadcast on the early history of the PCAOB. Four founding PCAOB board members provided a first-hand understanding of the challenges and opportunities they faced in standing up a new regulatory entity required under the Sarbanes Oxley Act; and leaders of the auditing profession during early implementation of Act discussed the issues their firms and the profession as a whole faced in transitioning to a new regulatory regime. This program and related gallery on the PCAOB are made possible through the generous support of the Center for Audit Quality and its member firms, including: BDO USA, Crowe LLP, Deloitte & Touche LLP, EY, Grant Thornton LLP, KPMG LLP, PwC, RSM US LLP

1 to 3 of 3 records


Permission for Use

The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.

Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.

Material used with the Society's permission should be credited to: