Securities and Exchange Commission Historical Society

Programs

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September 20, 2021

September 11 - 20 Years Later: A Lesson in Crisis Leadership

Moderator: David M. Becker
Presenter(s): Harvey L. Pitt, Wayne M. Carlin, Roger W. Ferguson Jr., Annette L. Nazareth, Director
July 22, 2021

Master Class: Lessons in Building a Practice

Moderator: Jina Choi, Partner, Morrison & Foerster LLP and former Director of SEC’s San Francisco’s Regional Office
Presenter(s): Joan McKown, Partner, Jones Day and former Chief Counsel of the SEC’s Division of Enforcement; Susan Resley, Partner, Morgan, Lewis & Bockius and former Enforcement Attorney in the SEC’s Los Angeles Regional Office; Linda Thomsen, Counsel, Davis Polk & Wardwell and former Director of the SEC’s Division of Enforcement; Shirli Weiss, Retired Partner, DLA Piper.
Webinar in Partnership with the Securities and Exchange Commission Historical Society and the Association of SEC Alumni (ASECA)
Courtesy of Morrison & Foerster
March 2, 2021

Standing Up the PCAOB: A Discussion with PCAOB's Founding Board Members and Audit Profession

Presenter(s): On March 2, the Society hosted a live broadcast on the early history of the PCAOB. Four founding PCAOB board members provided a first-hand understanding of the challenges and opportunities they faced in standing up a new regulatory entity required under the Sarbanes Oxley Act; and leaders of the auditing profession during early implementation of Act discussed the issues their firms and the profession as a whole faced in transitioning to a new regulatory regime. This program and related gallery on the PCAOB are made possible through the generous support of the Center for Audit Quality and its member firms, including: BDO USA, Crowe LLP, Deloitte & Touche LLP, EY, Grant Thornton LLP, KPMG LLP, PwC, RSM US LLP

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